COP 7   29/10 - 9/11 2001 MARRAKESH, MOROCCO

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ISSUES IN THE NEGOTIATING PROCESS
Development and transfer of technologies: Consultative Process


Background

Under the Convention, the developed country Parties and other developed Parties included in Annex II shall take all practicable steps to promote, facilitate and finance, as appropriate, the transfer of, or access to, environmentally sound technologies and know-how to other Parties, particularly to developing countries to enable them to implement the provisions of the Convention….. (Article 4.5). This commitment is echoed in similar provisions under the Kyoto Protocol.

Parties have taken decisions to promote the development and transfer of environmentally sound technologies at each session of the COP. At COP 4 (Buenos Aires, November 1998), as part of the "Buenos Aires Plan of Action", Parties decided to give new impetus to this issue by adopting decision 4/CP.4, which requested the Chairman of the SBSTA to establish a "consultative process" on technology transfer. Decision 4/CP.4 stated that the consultative process should consider a list of issues and questions set out in an annex to the decision, as well as any additional issues and questions subsequently identified by Parties. The process should then make recommendations on how the issues and questions should be addressed in order to achieve agreement on a "framework for meaningful and effective actions" to enhance the implementation of Article 4.5 of the Convention.

At COP 5 (Bonn, October/November 1999), Parties decided to extend the consultative process to COP 6 (The Hague, November 2000). As part of the consultative process, the SBSTA Chairman, with the assistant of the secretariat, organized three regional workshops, one for Africa, held in Arusha, United Republic of Tanzania, from 16 to 18 August 1999, one for Asia and the Pacific, held in Cebu, the Philippines, from 17 to 19 January 2000, and one for Latin America and the Caribbean, held in San Salvador, El Salvador, from 29 to 31 March 2000, along with an informal consultation held in Golden, Colorado, USA, from 2-4 August 2000. Throughout the process, a number of regional technical background papers and country papers were prepared and presented all of which generated many useful information and ideas for the development of a framework for meaningful and effective actions to enhance the implementation of Article 4.5 of the Convention. In addition, the consultative process was able to draw on information and analysis contained in the IPCC Special Report on Methodological and Technological Issues in Technology Transfer.

In tandem with the consultative process, the secretariat has also continued its work on technology transfer, including through the development of its technology information system and web pages, the launch of a pilot project on a technology cooperation project inventory, and the preparation of technical papers, for example, on coastal adaptation technologies.

At COP 6 in The Hague, Parties failed were not able to reach agreement on a package of decisions under the Buenos Aires Plan of Action, and a negotiating text on the development and transfer of technologies, along with draft texts on other issues, was forwarded to a resumed session of COP 6 for further consideration.

 
Latest developments

At COP 6 part II (Bonn, July 2001), Parties adopted the Bonn Agreements on the Implementation of the Buenos Aires Plan of Action, registering political agreement on key issues, including on the development and transfer of technologies. Parties also completed their work on a detailed decision on this issue, based on the Bonn Agreements, which was forwarded to COP 7 (Marrakesh, October/November 2001) for adoption.

The Bonn Agreements provide for the establishment of an Expert Group on Technology Transfer, to be nominated by Parties. The Expert Group will comprise 20 experts, including three members from each of the developing country regions (Africa, Asia and the Pacific, Latin America and the Caribbean), one from the small island developing states, seven from Annex I Parties and three from relevant international organizations. According to the detailed decision completed at COP 6 part II, the objectives of the Expert Group are to enhance the implementation of Article 4.5 of the Convention, to facilitate and advance technology transfer activities and to make recommendations to this end to the SBSTA. COP 12 (2006) will review the progress of work and the terms of reference of the Expert Group.

The detailed decision completed at COP 6 part II also sets forth a "Framework for meaningful and effective actions to enhance the implementation of Article 4.5 of the Convention". The framework covers five key themes and areas for meaningful and effective actions, namely: Technology needs and needs assessments; Technology information; Enabling environments; Capacity-building; and Mechanisms for technology transfer. Actions to implement the framework, in addition to the work of the Expert Group, include the organization of meetings and workshops, the development of methodologies to undertake technology needs assessments, the development of a technology transfer information clearing house, and actions by governments to create enabling environments that will improve the effectiveness of the transfer of environmentally sound technologies, and a list of capacity building activities needed for the enhancement of technology transfer under the Convention..

SBSTA 14 (meeting together with COP 6 part II) also heard an oral report from the secretariat on progress in developing a technology information system. Based on this report, the SBSTA invited Parties to contact the secretariat to obtain a password that would enable them to access and test the system.

 
Next steps

The completed decision on the development and transfer of technologies will be presented to COP 7 for adoption.

In a letter to the Executive Secretary dated 27 July 2001, the group of countries of Central Asia, the Caucasus and Moldova (CAC&M) raised the issue of the participation of Eastern European countries who are non-Annex I Parties in the Expert Group on Technology Transfer. The COP may wish to consider any action that needs to be taken on this issue.

In addition, SBSTA 15 (meeting together with COP 7) will consider a progress report by the secretariat on its development of a technology information system. The SBSTA is expected to provide further guidance to the secretariat on the development and implementation of such a system.

 
Documents prepared for the upcoming session
FCCC/CP/2001/5/Add.1 Completed decision on the development and transfer of technology
FCCC/SBSTA/2001/4 Progress report by the secretariat on the development of a technology information system.
 
Key decisions and conclusions
Decision 1/CP.6 Implementation of the Buenos Aires Plan of Action
Decision 9/CP.5 Development and transfer of technologies: Status of the consultative process
Decision 4/CP.4 Development and transfer of technologies
Decision 9/CP.3 Development and transfer of technologies
Decision 7/CP.2 Development and transfer of technologies
Decision 13/CP.1 Transfer of technology
Report on SBSTA 13 part I Para. 51
Report on SBSTA 12 Para. 52
Report on SBSTA 11 Paras. 70-75, 81-83.
 
Key documents prepared for earlier sessions
Negotiating texts
FCCC/CP/2001/2/Add.1 Consolidated negotiating text proposed by the President for COP 6 part II
FCCC/CP/2000/5/Add.3 (Vol. I) Text forwarded to COP 6 part II by COP 6 part I
FCCC/CP/2000/INF.3 (Vol. I) Text forwarded by SBSTA 13 part II (meeting together with COP 6 in The Hague) to the COP (also on the table for COP 6 part II)
FCCC/SBSTA/2000/10/Add.4 Draft text by the Co-Chairs of the contact group prepared at SBSTA 13 part I and forwarded to SBSTA 13 part II
FCCC/SBSTA/2000/8

Draft text on a framework for meaningful and effective actions to enhance the implementation of Article 4.5 of the Convention. Note by the Chairman. Prepared for SBSTA 13 part I

Other documents
FCCC/SBSTA/2000/MISC.2,
MISC.4
and MISC. 9
Submissions from Parties.
FCCC/SBSTA/2000/4 Possible elements of a framework for meaningful and effective actions to enhance the implementation of Article 4.5 of the Convention: Note by the Chairman
FCCC/SBSTA/2000/INF.2 Report of the Asia and the Pacific regional workshop on the transfer of technology consultative process; Cebu, the Philippines, 17-19 January 2000
FCCC/SBSTA/2000/INF.6

Report of the Latin America and the Caribbean regional workshop on the transfer of technology consultative process; San Salvador, El Salvador, 29-31 March 2000

FCCC/SBSTA/1999/11 Development and transfer of technologies: Progress report by the secretariat
FCCC/SBSTA/1999/2 Development and transfer of technologies: Progress report by the secretariat
FCCC/SBSTA/1999/MISC.5
and Add.1 (Part 1) (Part 2) -3
Submissions from Parties

 

Key links
UNFCCC secretariat technology page
Climate Technology Initiative (CTI) of the International Energy Agency (IEA)
This agenda item is supported by the Technology Sub-Programme

 

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