COP 7   29/10 - 9/11 2001 MARRAKESH, MOROCCO

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ISSUES IN THE NEGOTIATING PROCESS
National communications from Non-Annex I Parties


Background

Under the Convention, all Parties must report on the steps they are taking or envisage to undertake to implement the Convention (Articles 4.1 and 12). In accordance with the principle of "common but differentiated responsibilities" enshrined in the Convention, the required contents of these reports (known as "national communications") and the timetable for their submission is different for Annex I and non-Annex I Parties. Non-Annex I Parties also eligible for financial and technical assistance to prepare their national communications. The GEF, acting as an operating entity of the financial mechanism of the Convention provides financial assistance to non-Annex I Parties through its implementing agencies (UNDP, UNEP and the World Bank) in accordance with guidance of the COP. Some bilateral agencies have also provided financial and technical assistance to many non-Annex I Parties in preparing their national communications.

Non-Annex I Parties must submit their initial communication to the COP within three years of the entry into force of the Convention for that Party, or of the availability of financial resources. Least developed country Parties may make their initial communication at their discretion.

The contents of the national communications of non-Annex I Parties was agreed upon by COP 2 (Geneva, July 1996). At COP 5 (Bonn, October/November 1999), Parties initiated a process to review the reporting guidelines in order to improve them by COP 7 (Marrakesh, October/November 2001).

Non-Annex I communications are compiled and synthesized by the secretariat in reports that are submitted annually to the SBI and the COP. The first such report was requested by COP 4 (Buenos Aires, November 1998) and made available to SBI 11 and COP 5.

In order to improve the preparation of non-Annex I Party national communications, COP 5 established a Consultative Group of Experts on national communications from non-Annex I Parties (CGE). The CGE is composed of five experts from each of the developing country regions (Africa, Asia and the Pacific, and Latin America and the Caribbean), six experts from Annex I Parties, and three experts from organizations with relevant experience. Members were drawn from a roster of experts with expertise in greenhouse gas inventories, vulnerability assessment and adaptation, abatement issues and national communications. The CGE has met four times since its establishment. . In addition, three regional workshops have been held in each of the developing country regions, along with a fourth interregional workshop held in Panama, March 2001. The mandate of the CGE is to be revised at COP 7.
One of the functions of the secretariat is to facilitate technical assistance to non-Annex I Parties in preparing their national communications. This assistance includes supporting the work of the CGE, participating in regional workshops and expert group meetings, promoting information exchange, and training. The secretariat provides regular reports to the SBI on these activities. A detailed table on the status of the preparation of non-Annex I national communications is available on the secretariat's web site, along with a list of mitigation projects included in non-Annex I national communications.

 
Latest developments

At SBI 13 part II (meeting together with COP 6 in The Hague, November 2000), Parties considered details of the financial support made available by the GEF to non-Annex I Parties to prepare their initial national communications, and requested the GEF to continue to provide such information. In addition, the SBI discussed the second compilation and synthesis of initial national communications by non-Annex I Parties prepared by the secretariat (covering 27 communications). It recommended a decision to the COP based on its discussions, which the COP subsequently adopted. Among other provisions, the decision calls on the secretariat to prepare the third compilation and synthesis of initial national communications by non-Annex I Parties for COP 7, including a report on issues, constraints and problems encountered in using the UNFCCC reporting guidelines.

At SBI 14 (meeting together with COP 6 part II in Bonn, July 2001), Parties considered the reports of the second and third meetings of the CGE, as well as a preliminary report on the work of the CGE. The SBI invited Parties to submit views on this preliminary report and on the current progress aiming at improvement of the guidelines for subsequent national communications from non-Annex I Parties. The consolidated report on Parties' views will be considered at SBI 15 (meeting together with COP 7 in Marrakesh).

 

 
Next Steps

SBI 15 will give further consideration to the work of the CGE, in order to recommend a decision on its mandate and future activities to COP 7. It will also consider how to advance the process of reviewing the reporting guidelines of non-Annex I Parties.
In addition, the SBI will discuss the third compilation and synthesis of initial national communications by non-Annex I Parties, covering 52 communications that were received by 1 June 2001, in order to develop recommendations for COP 7. It will also review information provided by the GEF on financial support for non-Annex I Parties for the preparation of their national communications.

 
Documents for the upcoming session
FCCC/SBI/2001/14 Third compilation and synthesis of initial national communications
FCCC/SBI/2001/14/Add.1 Third compilation and synthesis of initial national communications
FCCC/SBI/2001/15 Report of the CGE
FCCC/SBI/2001/MISC.2 Views of Parties on the preliminary report of the CGE
FCCC/SBI/2001/MISC.2/Add.1 Views of Parties on the preliminary report of the CGE
FCCC/SBI/2001/INF.11 Consolidated report of Parties’ views on the preliminary report of the CGE
FCCC/SBI/2001/INF.9 Information on financial support provided by the GEF
FCCC/SBI/2001/INF.8 Activities by the secretariat to facilitate the provision of financial and technical support
  
Key decisions and conclusions
Decision 3/CP.6 Second compilation and synthesis of initial communications from non-Annex I Parties
Decision 7/CP.5 First compilation and synthesis of initial communications from non-Annex I Parties
Decision 8/CP.5 Other matters related to communications from non-Annex I Parties (including terms of reference for the CGE)
Decision 2/CP.4 Additional guidance to the operating entity of the financial mechanism
Decision 12/CP.4 Initial national communications from non-Annex I Parties
Decision 10/CP.2 Communications from non-Annex I Parties: guidelines, facilitation and process for consideration
Decision 11/CP.2 Guidance to the Global Environment Facility
Decision 11/CP.1 Initial guidance on policies, programme priorities and eligibility criteria to the operating entity or entities of the financial mechanism
Report on SBI 14 Paras. 21-23
Report on SBI 13 part II Paras. 33-46
 
Key documents for earlier sessions
FCCC/SBI/2001/8 Preliminary report of the CGE
FCCC/SBI/2001/3 Report of the third meeting of the Consultative Group of Experts
FCCC/SBI/2001/2 Report of the second meeting of the Consultative Group of Experts
FCCC/SBI/2000/16 Report of the first meeting of the Consultative Group of Experts
FCCC/SBI/2000/15 Second compilation and synthesis of initial national communications from non-Annex I Parties
FCCC/SBI/2001/INF.1 Report of the interregional workshop of the CGE
FCCC/SBI/2000/INF.4 Report of the Latin America and Caribbean workshop of the CGE
FCCC/SBI/2000/INF.9 Report of the African regional workshop of the CGE
FCCC/SBI/2000/INF.10 Report of the Asian regional workshop of the CGE
FCCC/SBI/2000/INF.8 Information on the financial support provided by the GEF to non-Annex I Parties for the preparation of their national communications
FCCC/SBI/2000/INF.7 Activities to facilitate the provision of financial and technical support to non-Annex I Parties for the preparation of national communications
FCCC/SBI/1999
/11
First compilation and synthesis of non-Annex I Party national communications
 
Key links
Initial national communications of Non-Annex I Parties
Roster of experts: Consultative Group of Experts on national communications from non-Annex I Parties
Status of preparation of initial national communications of non-Annex I Parties
List of projects submitted by non-Annex I Parties in accordance with Article 12.4 of the Convention
CC:TRAIN workshop package on preparing national communications of Non-Annex I Parties
National Communication Support Programme
CC:INFO Web initiative
 
This agenda item is supported by the Non-Annex I Implementation Sub-programme
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