Technology development and transfer

Developing countries have expressed the need for support in accessing and deploying adaptation technologies, including as part of their process to formulate and implement NAPs. Support needs range from financial resources for a given technology, the strengthening of institutions and human resources for technology research and development to capacity-building and the establishment of information and awareness-raising programmes.

As these needs tap into the other categories of support required for adaptation many of the entities described throughout this publication dedicate parts of their portfolios to the development, transfer and use of adaptation technologies. This chapter, therefore, describes only those entities and initiatives that include the development and transfer of technologies as one of their primary focus areas.

Facilitation of technology development and transfer under the UNFCCC

Under the UNFCCC, the facilitation, acceleration and scale-up of the development and transfer of climate technologies, including those addressing adaptation and climate-resilient development, is conducted by the Technology Mechanism which was established by Parties in 2010 (see figure 7 here>>). It consists of two complementary bodies – the Technology Executive Committee and the Climate Technology Centre and Network.

In addition, the operating entities of the Financial Mechanism as well as the Adaptation Fund also provide support for the development and transfer of climate adaptation technologies.

Facilitation of technology development and transfer outside of the UNFCCC process

As mentioned here>> in other sections, support for the development and transfer of adaptation technologies is provided in different forms by many of the entities described in this publication. This section presents a few selected organizations that provide particular support to countries or individual entities on the various aspects of the development, transfer and deployment of climate-relevant technologies.

 

The CTCN is the implementation arm of the Technology Mechanism. It is hosted by UNEP and supported by a Consortium of 14 additional leading climate technology institutions. Through its global network, consisting of over 700 academic, civil society, finance, private sector and research institutions, the CTCN promotes the accelerated transfer of environmentally sound technologies for energy-efficient, low carbon and climate-resilient development at the request of developing countries. It provides technology solutions, capacity building and advice on policy, legal and regulatory frameworks tailored to the needs of individual countries. As of March 2022, it has served 108 countries.

The CTCN provides three core services:

  • Providing technical assistance at the request  of developing countries to accelerate the transfer of  climate technologies;
     
  • Developing capacity and creating access to a vast repository of information and knowledge on a wide range of climate technologies, including those relevant for adaptation and NAPs;
     
  • Fostering collaboration among climate technology stakeholders via the Centre’s network of regional and sectoral experts from academia, civil society, finance, the private sector, the public sector, and research institutions.

In terms of technical assistance the CTCN provides the following types of support which are relevant for the formulation and implementation of NAPs:

  • Technical assessments, including technical expertise and recommendations related to specific technology needs, identification of technologies, technology barriers, technology efficiency, as well as piloting and deployment of technologies;
     
  • Technical support for policy and planning documents, including strategies and policies, roadmaps and action plans, regulations and legal measures (e.g. the CTCN Incubator Programme for LDCs which aims at supporting LDCs in developing technology roadmaps and capacity-building to develop GCF concept notes in view of reaching their NDC adaptation and mitigation targets);
     
  • Trainings and capacity-building through a range of programmes;
     
  • Tools and methodologies;
     
  • Implementation plans.

The CTCN does not provide funding directly to countries but instead supports the provision of technical assistance by experts on specific climate technology sectors. This assistance is free of charge for a country for up to USD 250,000. In addition, a country can request fast technical assistance for a short time response (up to two months) with a limited value of USD 15,000 and with a focus on technology prioritization, endogenous technologies assessment, policies and measures that are immediate priorities for the requesting country. The number of requests that each country may submit to the CTCN is not limited as long as the CTCN has not reached its capacity for responding to requests. The CTCN also collaborates with the operating entities of the Financial Mechanism and the Adaptation Fund to facilitate developing countries’ access to climate finance for climate technology support.

In some cases, the CTCN can also assist in playing a matchmaking role between a country's technology service providers and funding sources. In response to the growing demand from developing countries for climate technology-related support, including climate adaptation technologies, and following guidance from COP26, the CTCN will be considering new modalities of support in its third Programme of Work (2023-2027).

 

Further information 

A list of CTCN national designated entities is available here>>.

An overview of the services that the CTCN provides and how to request them is available here>>.

The TEC is the policy arm of the Technology Mechanism. It focuses on identifying countries’ technology needs (e.g. based on technology needs assessments) and policies that can accelerate the development and transfer of low-emission and climate-resilient technologies. It provides policy recommendations to the COP on proven measures that countries may take to speed up climate technology action, and issues policy briefs (TEC Briefs) and other technical documents, to enhance information sharing on climate technology efforts. A list of TEC briefs and documents relating to adaptation technologies and the process to formulate and implement NAPs is provided below. 

The TEC works closely with key partners and stakeholders to provide inclusive recommendations that are up-to-date and cutting-edge. Its meetings are webcasted and open to observers and it regularly engages partners through meetings, workshops and dialogues. 

 

Further information 

Key policy recommendations by the TEC on adaptation technologies are available here>>.

Technology Executive Committee. 2013. Possible integration of the TNA process with NAMA and NAP processes. TEC Brief. Available here>>.

Technology Executive Committee. 2013. Using roadmapping to facilitate the planning and implementation of technologies for mitigation and adaptation. TEC Brief. Available here>>. 

Technology Executive Committee. 2013. Using roadmapping to facilitate the planning and implementation of technologies for mitigation and adaptation. TEC Brief. Available here>>.

Technology Executive Committee. 2014. Technologies for adaptation in the agriculture sector. TEC Brief #4. Available at here>>.

Technology Executive Committee. 2014. Technologies for adaptation in the water sector. TEC Brief #5. Available here>>.  

Technology Executive Committee. 2017. South-South cooperation and triangular cooperation on technologies for adaptation in the water and agricultural sectors. TEC Brief #9. Available here>>.  

Technology Executive Committee. 2019. Potential of South-South and triangular cooperation on climate technologies for advancing implementation of nationally determined contributions and national adaptation plans. TEC publication. Available here>>

The TEC can be contacted at tec@unfccc.int

The UNEP CCC, formerly UNEP DTU Partnership, is a leading international research and advisory institution on energy, climate and sustainable development. It counts with expertise and experience in environmental, developmental and technological areas and from all geographical regions. Its aim is to assist developing countries in transitioning towards more low carbon development paths, and in integrating climate-resilience in national development through research, policy analysis and capacity-building. One of its five areas of specialization is technology – transitions and system innovation under which it identifies and assesses barriers and enablers for climate technology transfer and diffusion with a focus on country needs, market-based innovation and enabling frameworks.

As part of its focus area “Business Models and Markets” UNEP CCC supports governments, cities and the private sector in developing countries and emerging economies to accelerate climate action implementation through market development and innovative business models. To that end it provides global-level guidance based on best practice examples, technical assistance and capacity-building and facilitates partnerships between public and private entities. The goal is to further promote the dissemination and uptake of clean and climate-resilient technologies and practices, based on local innovation and production where possible

As part of its focus area “Climate Planning and Policy” its goal is to help countries in developing and implementing sound climate actions as an integral part of national development planning and policies, e.g. through the uptake and diffusion of mitigation and adaptation technologies via the expansion of Technology Needs Assessments, accelerated action to implement Technology Action Plans, and stronger links to the NDCs.

The UNEP CCC maintains a large stock of publications and other information resources as well as a podcast on climate technologies

 

Further information 

South–South cooperation is one of the most natural means for the identification, selection and transfer of adaptation technologies from developing countries to those regions and countries where they are in high demand. New adaptation technologies originating from developing countries are likely to be more suitable and cost-effective for other developing countries as they are well attuned to similar geo-climatic, cultural and/or socioeconomic conditions. Triangular cooperation also has a pivotal role in facilitating the transfer of adaptation technologies between developing countries by fostering communication and providing technical support and financial resources.

As such, the United Nations Office for SouthSouth Cooperation may assist developing countries in accelerating such forms of cooperation through its advisory and consulting services which comprise, among others, policy and intergovernmental support, knowledge and advisory services, partnership building, SouthSouth and triangular coordination, regional services, mobilization of resources and SouthSouth trust fund management.

 

 

Further information 

The UNIDO is the specialized agency of the United Nations that promotes industrial development for poverty reduction, inclusive globalization and environmental sustainability. It has four enabling functions: (i) technical cooperation; (ii) analytical and research functions and policy advisory services; (iii) normative functions and standards and quality-related activities;  and (iv) convening partnerships for knowledge transfer, networking and industrial cooperation.

As part of its paradigm of inclusive and sustainable industrial development, UNIDO provides policy advice, vulnerability assessments, capacity-building and other support to governments and industries for the implementation of adaptation technologies that have synergies with mitigation technologies. It thereby focuses particularly on the water sector and on ecosystem management.

 

Further information

UNIDO.

UNIDO Industry and adaptation.

The UN Technology Bank for the LDCs became operational in 2018 and is a global organization dedicated to building the science, technology and innovation capacity that LDCs need to promote the structural transformation of their economies, eradicate poverty and foster sustainable development. It supports national and regional technological efforts, reinforces partnerships across sectors and helps nations identify and use appropriate technologies to transform their economies and improve livelihoods.

The Bank supports capacity development, including the capacity to identify, absorb, develop, integrate and scale up the deployment of technologies and innovations, including indigenous ones, as well as the capacity to address and manage intellectual property rights issues. It also supports the development and implementation of national and regional science, technology and innovation strategies as well as partnerships and cooperation between countries as well as between science, technology and innovation stakeholders, including from the public and private sectors. Finally, it facilitates the identification and utilization of and access to appropriate technologies by the LDCs through e.g. support for technology needs assessments and technology transfer programmes.

 

Further information

UN Technology Bank for the LDCs.

The WTO deals with the rules of trade between nations with the primary goal of ensuring that trade flows as smoothly, predictably and freely as possible. To this end, it operates a global system of trade rules, acts as a forum for negotiating trade agreements, settles trade disputes between its members and supports the needs of developing countries.

Through certain provisions of its agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) it contributes to both the innovation of mitigation and adaptation–related technologies as well as their diffusion by ensuring a balance between the interests of creators and inventors of technology on the one hand and those of its users on the other. For example, Art. 7 of the TRIPS Agreement recognizes that the protection and enforcement of intellectual property rights “should contribute to the promotion of technological innovation and the transfer and dissemination of technology, to the mutual advantage of producers and users of technological knowledge and in a manner conducive to social and economic welfare, and to a balance of rights and obligations”.

Article 66.2 requires developed country members to provide incentives to enterprises and institutions in their territories for the purpose of promoting and encouraging technology transfer to LDC members in order to enable them to create a sound and viable technological base. The TRIPS Agreement also positively requires full disclosure of information about how to implement a patented invention – in particular, so that the invention can be carried out by a suitably skilled technician. In general, LDCs have so far been exempt from any TRIPS obligations other than respecting nondiscrimination principles.

The WTO provides technical assistance to help members and observers implement an intellectual property regime that meets their developmental and other domestic policy objectives.

 

Further information

World Trade Organization.

Trade and Climate Change.

Interface between climate change and the TRIPS Agreement.

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