30 May 1997

ENGLISH ONLY

 

UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE

AD HOC GROUP ON THE BERLIN MANDATE

Seventh session

Bonn, 31 July - 7 August 1997

Item 3 of the provisional agenda


IMPLEMENTATION OF THE BERLIN MANDATE

Additional proposals from Parties

Addendum

Note by the secretariat


In addition to the submissions already received (see FCCC/AGBM/1996/MISC.2 and Add.1, 2, 3 and 4 and FCCC/AGBM/1997/MISC.1 and Add.1 and 2), further proposals have been received from Brazil, the Netherlands (on behalf of the European Community and its member States) and the United Kingdom of Great Britain and Northern Ireland.

In accordance with the procedure for miscellaneous documents, these submissions are attached and are reproduced in the languages in which they were received and without formal editing.

Any additional submissions will be issued as a further addendum.






FCCC/AGBM/1997/MISC.1/Add.3

GE.97-



CONTENTS





Paper No. Page



1. Brazil 3

(Submission dated 28 May 1997)

2. Netherlands 58

(on behalf of the European Community and its member States)

(Submission dated 21 April 1997)

3. United Kingdom of Great Britain and Northern Ireland 60

(Submission dated 29 May 1997)




PAPER NO. 1: BRAZIL

PROPOSED ELEMENTS OF A PROTOCOL TO THE UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE, PRESENTED BY BRAZIL IN RESPONSE TO THE BERLIN MANDATE


The First Conference of the Parties to the United Nations Framework Convention on Climate Change (Berlin, March-April 1995) decided that a Protocol to the Convention should be negotiated and be ready for approval by the Third Conference of the Parties (Kyoto, December 1997). The guidelines for the negotiation of such a protocol are contained in the resolution known as the Berlin Mandate, and the negotiating body established for this purpose is the Ad-hoc Working Group on the Berlin Mandate (AGBM).

This document contains proposals for the substantive elements of the Protocol to the Convention, for consideration by the AGBM at its seventh session (July 1997). The proposal is divided into three parts.

Part I is an executive summary, containing some key elements relevant to the negotiation of the Protocol.

Part II is the proposal itself, in the form of text for the Protocol.

Part III, with technical appendices, contains an extended explanation of the basic concepts and proposals, together with some illustrative elements.


PART I - EXECUTIVE SUMMARY

1. Objective

The Berlin Mandate and subsequent decisions by the AGBM provide for the establishment of quantitative emission reduction and limitation targets for Annex I Parties to the Convention, and the advancement of existing commitments by non-Annex I Parties.

It follows that the two central questions to be discussed by the AGBM in preparing a Protocol to the Convention are:

a) the decision on the future level of Annex I Parties emissions, in the time horizon of the Berlin Mandate (2000 to 2020); and

b) the criterion for the sharing of the burden of mitigation among those Annex I Parties.

In order to introduce objectivity in the treatment of both questions, it is necessary to establish the relationship between the anthropogenic emissions by sources and removals by sinks of greenhouse gases not controlled by the Montreal Protocol (the cause of climate change), and the quantitative resulting change of climate (the effect of human action).

Whereas it is recognized that the change of climate is predicted to have a complex geographical distribution, it is important to have a single variable to measure climate change. It is proposed here that the change in global mean surface temperature be used as a measure of climate change.

This proposal addresses the central question of the relationship between the emissions of greenhouse gases by Parties over a period of time and the effect of such emissions in terms of climate change, as measured by the increase in global mean surface temperature.

The introduction of a measure of emissions over a given period of time in terms of their effect upon the temperature increase allows the choice of a reduction target for the ensemble of Annex I Parties to be made with a clear view of the impact of the choice upon climate change.

This target based upon the induced temperature increase allows maximum flexibility in the choice of policies and measures by Annex I Parties and therefore reduces the economic burden of mitigation measures. At the same time, it is comprehensive in terms of inclusion of different greenhouse gases, and it establishes the concept of a "budget" in terms of the effect of emissions over a period of time.

The criterion for the sharing of the burden among those Parties becomes a natural consequence of the fact that, given the emissions over a period for every and each Annex I Parties, it is possible to assign relative responsibilities to individual Parties according to their respective contributions to climate change, as measured by the induced change in temperature.

It also establishes an objective differentiation criterion among Annex I Parties, as most of the burden is to be borne by those Parties that are most responsible for contributing to climate change.





2. Common but differentiated responsibilities

 

The principle of the common but differentiated responsibilities between Annex I and non-Annex I Parties arises from the acknowledgment by the Convention that the largest share of historical and current global emissions of greenhouse gas has originated in the developed countries.

It is also acknowledged by the Convention that the per capita emissions in developing countries are still relatively low and that the share of global emissions originating in developing countries will grow to meet their social and development needs.

It is possible to assign relative responsibilities to the ensemble of Annex I countries and non-Annex I countries according to their respective contributions to climate change, as measured by the induced change in climate. It is shown that, whereas the annual emissions of non-Annex I countries, according to the IPCC IS92a scenario, are estimated to grow to be equal to those of Annex I countries by 2037, the resulting induced change in temperature from non-Annex I countries are estimated to equal that of Annex I countries only in 2147.

3. Polluter pays principle

The effective implementation of the Protocol requires the specification of a framework under which the departure by a Party from its commitment results in an obligation to compensate such departure by other means.

It is proposed that the departure from the temperature increase ceiling allowed for an individual Party, measured in terms of the induced change in climate, be used as a quantitative basis for establishing a contribution to a non-Annex I clean development fund to be managed by the financial mechanism of the Convention for the promotion of precautionary measures in non-Annex I Parties.

It is also proposed that Annex I Parties be allowed to use the difference between the temperature increase ceiling allowed for the Party and actual induced temperature increase as a measure in trading among themselves. An Annex I Party that exceeds its temperature ceiling, over an evaluation period, can compensate it by "purchasing", at a market value, an equivalent "temperature credit" from another Annex I Party that induced a temperature increase lower than its committed temperature ceiling.

The financial resources of the clean development fund are to be directed preferentially to the non-Annex I Parties that have a larger relative contribution to climate change.

Each non-Annex I Party may, on a voluntary basis, apply for funds to be used in climate change projects. Such applications are subject to the appropriate regulations approved by the Conference of the Parties for this purpose.

In the detailed specification of the criteria for the use of the financial resources from the non-Annex I clean development fund, it may be found appropriate to assign a small portion of such resources to climate change adaptation programs.

This clean development fund will contribute to a global objective, which is the ultimate objective of limiting the change in climate itself, while allowing constructively the advancement of the implementation of the Convention by non-Annex I Parties.

4. Objectivity of the discussion of a protocol

In order to clarify the proposal, Part III of this document contains numerical data intended exclusively for illustration purposes. Whereas an effort has been made to use the best available data for this purpose, their use does not in itself constitute an acknowledgment of the appropriateness of such data.

It may be noted that the proposal is neutral to Brazil, as a non-Annex I Party, and the assignment of Brazilian share in the clean development fund distribution proposed is in accordance with its relative contribution to climate change.

PART II - PROPOSED ELEMENTS FOR A PROTOCOL


Definitions

1. For the purposes of this Protocol, the following definitions shall apply:

"net anthropogenic emissions" of a given greenhouse gas not controlled by the Montreal Protocol, in a given year, means the difference between the anthropogenic emissions by sources and the anthropogenic removals by sinks of that greenhouse gas, in that year.

"effective emissions", in a given time period, means the increase in global mean surface temperature at the end of the period, as determined by an agreed climate change model, resulting from both the net anthropogenic emissions of an agreed set of greenhouse gases, in each year of that time period, and from the initial concentrations of those greenhouse gases in the beginning of the period.



Quantitative emission limitation and reduction objectives

2. For the purposes of this Protocol, the following greenhouse gases not controlled by the Montreal Protocol shall be considered: carbon dioxide, methane and nitrous oxide.

3. Effective emissions references are established for the totality of Annex I Parties and for each Annex I Party, equal to the respective effective emissions corresponding to a constant level of net anthropogenic emissions of each greenhouse gas in the period 1990 to 2020, equal to the level of net anthropogenic emissions in 1990, and taking the initial concentrations in 1990 to be equal to zero.

4. An effective emissions ceiling is established for the totality of Annex I Parties equal to the effective emissions corresponding to a constant level of net anthropogenic emissions in the period 1990 to 2000, equal to the level of net anthropogenic emissions in 1990, and decreasing regularly from 2000 to 2020 to a value, in 2020, that is 30% lower than the 1990 value, and taking the initial concentrations in 1990 to be equal to zero.

5. Effective emissions reduction targets are established for each of the periods 2001-2005, 2006-2010, 2011-2015 and 2016-2020, for the totality of Annex I Parties, equal to the difference between the effective emissions reference and the effective emissions ceiling, both computed as provided for in items 3 and 4 above, for each of the above periods, and taking the initial concentrations in each period to be equal to zero.

6. A relative responsibility of each Annex I Party with respect to the totality of Annex I Parties is established, for each of the periods 1990-2000, 2001-2005, 2006-2010, and 2011-2015, equal to the relative fraction of the effective emissions which is attributable to that Party, with respect to the ensemble of Annex I Parties, by considering, for each of the above periods, constant net anthropogenic emissions equal to its value in the initial year of the period, and the respective concentrations in the initial year of the period. The Parties may wish to adjust the individual relative responsibilities to take into account special considerations provided for in the UNFCCC.

7. An individual effective emissions reduction target is established for each of the periods 2001-2005, 2006-2010, 2011-2015 and 2016-2020, for each Annex I Party, equal to the share of the effective emissions reduction target for the totality of Annex I Parties, that represents a fraction of the total equal to their relative responsibility for the periods 1990-2000, 2001-2005, 2006-2010, and 2011-2015, respectively. Such targets may be achieved individually or jointly among Annex I Parties.

8. An individual effective emissions ceiling is established for each of the periods 2001-2005, 2006-2010, 2011-2015 and 2016-2020, for each Annex I Party, equal to the difference between the corresponding effective emissions reference and individual effective emissions reduction target.

9. Each Annex I Party agrees to adopt the necessary policies and measures to ensure that their net anthropogenic emissions in the period 2000-2020 are such that the corresponding effective emissions remain below its individual effective emissions ceiling for each period in item 8 above.



Contributions

10. There shall be a periodic evaluation, for the periods 2001-2005, 2006-2010, 2011-2015 and 2016-2020, of the compliance by each Annex I Party with the commitments to maintain its effective emissions below the respective effective emissions ceiling, including the calculation of the difference between the effective emissions based on reported net anthropogenic emissions, and the corresponding effective emissions ceiling.

11. A contribution shall be made to the financial mechanism of the Convention by each Annex I Party found to be in non-compliance in accordance with item 10 above, on the basis of 3.33 US$ (three US dollars and thirty-three cents) for each effective emissions unit above the effective emissions ceiling calculated as per item 10 above, expressed in tCy equivalent.

12. The financial mechanism of the UNFCCC shall establish a non-Annex I clean development fund to receive the contributions made in accordance with item 11 above.

13. The financial resources of the non-Annex I clean development fund shall be made available to non-Annex I Parties for use in climate change mitigation and adaptation projects according to guidelines to be established by the Fourth Conference of the Parties to the UNFCCC.

14. The financial resources of the non-Annex I clean development fund allotted to climate change adaptation projects shall not exceed 10% (ten percent) of the total amount of this fund in any year.

15. The financial resources of the non-Annex I clean development fund allotted to climate change projects in each of the periods 2001-2005, 2006-2010, 2011-2015 and 2016-2020 shall be made available to non-Annex I Parties that wish to implement such projects, in the same proportion as their fraction of the overall non-Annex I Parties effective emissions, determined for the periods 1990-2000, 2001-2005, 2006-2010, and 2011-2015, respectively, by considering , in each period, a constant level of net anthropogenic emissions, equal to the arithmetic mean of the reported net anthropogenic emissions, and initial concentrations, for the period 1990-2000 equal to zero, and for the periods 2001-2005, 2006-2010, and 2011-2015, equal to that resulting from the net anthropogenic emissions considered in the previous periods.

PART III - EXPLANATION OF THE PROPOSAL

1. Introduction

The UNFCCC process, from the point of view of the mitigation of climate change, consists of a periodic reporting of emissions of greenhouse gases by the Parties, a periodic review of the global situation in terms of the likely change of climate in the future, a decision on the future level of emissions to be tolerated, and a decision on the sharing of the burden to be incurred by individual Parties with a view to maintaining the emissions below the levels to be tolerated. At the current stage of the process, the Berlin Mandate established guidelines for the negotiation of a Protocol that, in particular, calls for the inclusion of quantitative emission limitation and reduction objectives for the Annex I Parties.

It follows that the two central questions to be discussed by the AGBM in preparing a Protocol to the Convention are:

a) the decision on the future level of emissions to be tolerated from the Annex I Parties, taken together; and

b) the criterion for the sharing of the burden among those Annex I Parties.

This proposal addresses the central question of the relationship between the emissions of greenhouse gases by Parties over a period of time and the effect of such emissions in terms of climate change, as measured by the increase in global mean surface temperature. It is demonstrated that a very simple calculation scheme can be used in lieu of the complex climate models, while still maintaining the correct functional dependence of the increase in mean surface temperature upon the emissions over a period of time.

As a result, the discussion on the overall quantitative emissions to be tolerated can take place with immediate consideration of the effect of different quantitative emissions scenarios upon the temperature and mean sea level.

The discussion on the sharing of the burden of mitigation is made more objective by the ready availability of quantitative information on the effect upon climate change of the emissions of individual Parties and consequently on their relative responsibilities in inducing climate change.

In order to make the Protocol effective, it is not sufficient to establish quantitative emission limitation and reduction targets for individual Annex I Parties in the period leading to 2020. It is necessary, in addition, to establish mechanisms by which the compliance of individual Annex I Parties with their respective commitments are periodically verified, and departures from compliance at the end of the period imply the automatic assessment of the obligation to contribute to a global clean development fund as a compensatory measure. An objective criterion is further introduced for the distribution of such fund among non-Annex I Parties, in proportion to the effect of their emissions in producing climate change.

Section 2 (of this Part III) contains an introduction to differentiation of commitments.

Section 3 analyses the relationship between emissions and climate change, developing a simple measure of the magnitude of climate change in terms of net anthropogenic emissions of all greenhouse gases.

Section 4 establishes an objective measure of reduction targets for the ensemble of Annex I Parties in terms of climate change.

Section 5 analyses the relative responsibilities of Annex I Parties among themselves.

Section 6 contains a further elaboration of the relative responsibilities concept, highlighting the relative responsibility of Annex I group of countries compared to non-Annex I group.

Section 7 analyses the sharing of the burden of mitigation among Annex I Parties, and introduces the concept of reduction targets and ceilings.

Section 8 establishes a compensation mechanism in case of departure from achievement of ceiling objectives by Annex I Parties.

Section 9 proposes criteria for the distribution of the financial resources of the non-Annex I clean development fund.

2. Differentiation of commitments

There is a growing consensus within the AGBM that the Kyoto Protocol is to contain a requirement for the reduction of emissions from Annex I Parties by 2010 with respect to those in 1990 of the order of 20%. This percentage of reduction originated with the protocol proposed by the Alliance of Small Island States (AOSIS), and may be changed in the final stages of the negotiations.

One question being discussed in the AGBM is that of the criteria that should be used for the differentiation among Annex I Parties of their quantitative commitments for emission reductions.

Some countries have advanced the idea of a "flat rate", meaning the application of the same percentage to each Annex I Party, with the argument that it would be very difficult to do otherwise. This "flat rate", or more appropriately, this "flat percentage of reduction rate with respect to a fixed baseline of 1990" is one of the many possible criteria for the sharing of the burden of mitigation among Annex I Parties.

It would be equally simple to propose that the reduction should be the same in terms of the absolute emissions, or the same in terms of emissions per unit of population or gross national product.

In addition, the "flat rate" criterion for the sharing of the burden of mitigation penalizes Parties that, for one reason or another, have maintained relatively low emissions up to the baseline year. This penalty is compounded by the fact that the cost of avoiding emissions increases non-linearly as the energy matrix becomes less carbon-intensive.

On the other hand, the "flat rate" approach fails to take into account important factors that determine the baseline year starting point in terms of initial level of emissions and concentrations, such as:

a) the present and historical relative importance of fossil versus renewable energy sources;

b) the efficiency of the technology in the generation and use of energy;

c) the population and population growth;

d) the natural resources base;

e) the profile of socio-economic activities; and

f) the surface area of territory.

For the above reasons, the majority of the Annex I Parties insist on the introduction of some criterion for the differentiation of the commitments of these Parties. The present proposal takes this concern into consideration.

The principle of the common but differentiated responsibilities, between Annex I and non-Annex I Parties, arises from the acknowledgment by the Convention that the largest share of historical and current global emissions of greenhouse gas has originated in the developed countries.

It is also acknowledged by the Convention that the per capita emissions in developing countries are still relatively low and that the share of global emissions originating in developing countries will grow to meet their social and development needs.

A simple reading of this statement leads implicitly to the interpretation of the relative share of current and projected future emissions of the two groups of Parties as being a measure of the relative responsibility between the groups of Parties.

It is often implied that, as the non-Annex I emissions in the future will tend to grow more rapidly than Annex I emissions, most of the responsibility for climate change in the future will tend to be attributed to non-Annex I Parties, the year when the non-Annex I emissions equals those of Annex I Parties being taken as the year when the respective responsibilities become equal.

This approach for implicit differentiation of responsibilities overestimates the non-Annex I Parties share of responsibility, as it does not take into consideration the different historical emission path resulting from very different industrialization process and consumption patterns in time of both groups.

The definition of relative responsibilities in terms of the relative resulting change in global mean temperature, taking into account the initial concentrations due to Annex I and non-Annex I Parties eliminates this difficulty.

In addition, non-Annex I Parties will likely be the most vulnerable to the adverse effects of climate change.

For the above reasons, it is important that the non-Annex I Parties recognize that they have a stake in the discussion of the issue of differentiation of quantitative commitments by Annex I Parties within the AGBM.



3. The relationship between emissions and climate change: a simple measure of the magnitude of climate change in terms of net anthropogenic emissions of all greenhouse gases

The UNFCCC recognizes, on one hand, that the mitigation of climate change is to be done by limiting or reducing the difference between the anthropogenic emissions and the removals by sinks of greenhouse gases not controlled by the Montreal Protocol, and on the other hand, that the ultimate objective is to limit the change in climate itself.

For the sake of brevity, such difference between anthropogenic emissions and anthropogenic removals by sinks of greenhouse gases not controlled by the Montreal Protocol is to be conveniently defined as net anthropogenic emissions. In this text only, and unless stated otherwise, the word emissions means the net anthropogenic emissions of greenhouse gases not controlled by the Montreal Protocol as defined here.

It becomes therefore of central importance to establish the relationship between the net anthropogenic emissions and the resulting change of climate. Whereas it is recognized that the change of climate is predicted to have a complex geographical distribution, it is important to have a unique measurement of the global climate change.

The obvious choice of a unique variable to measure climate change is the change in global mean surface temperature, because other global variables such as the time rate of change of the global mean surface temperature and the rise in mean sea level are derived from the change in global mean surface temperature. In this text only, and unless stated otherwise, the word temperature means such change in global mean surface temperature.

The dependence of the temperature upon the emissions is a complex one and is best treated with the help of coupled atmospheric-oceanic global circulation models. As reported in the IPCC Second Assessment Report, the simple climate models, which are box-diffusion models, are today able to model with sufficient accuracy the significant functional dependency between emissions and temperature.

As a matter of fact, the IPCC Working Group I has produced the IPCC Technical Paper II, at the request of the Convention bodies, entitled "An Introduction to Simple Climate Models Used in the IPCC Second Assessment Report" which summarizes the key aspects of such models and thus makes an important contribution to bringing the best scientific knowledge to the help of policy makers in the area of climate change.

For the immediate purposes of assisting in the negotiation of the Protocol mandated in Berlin, and given the relatively short time period involved (at most 1990 to 2020), it is shown that all relevant aspects of the functional dependence of the temperature upon the emissions can be represented with sufficient accuracy by an even simpler "policy maker" model as described in summary below and as detailed in Appendix I.

In a first approximation, the dependence of the atmospheric concentrations upon the emissions over a given period of time is proportional to the accumulation of the emissions up to the year in question, taking into account that the older the emission the smaller its effect on the concentration, due to the exponential natural decay of the greenhouse gases in the atmosphere with a different lifetime for each gas.

As an example, a carbon dioxide emission occurring in 1990 will produce a certain concentration in that year that will have decayed to 80% of the original value by 2020. While the same is approximately true for nitrous oxide (both with an atmospheric lifetime of about 140 years), a methane emission in 1990 will have decayed to 8% of the original value by 2020, given its lifetime of 12 years.

The physics of the radiative forcing indicates that the rate of deposition of energy on the surface, that is, the warming itself, is proportional to the concentration of the greenhouse gas, with a different constant of proportionality for each gas (1 for carbon dioxide, 58 for methane and 206 for nitrous oxide, for the present level of concentrations, with respect to carbon dioxide).

The increase in global mean surface temperature is roughly proportional to the accumulation over time of the radiative warming. The radiative warming is, in turn, proportional to the atmospheric concentration of the greenhouse gas. It follows that the temperature increase itself is proportional to the accumulation of the atmospheric concentration of the greenhouse gas.

In reality the above statement is only approximately true, in view of the non-linearities of the system and the existence of other mechanisms such as the delay introduced by the dissipation of heat into the oceans through advective and diffusion processes.

Such complete treatment of the climate system is included in the atmosphere-ocean coupled general circulation models requiring the highest available computing power. The simple box-diffusion models, as demonstrated in the IPCC Second Assessment Report include such processes to a sufficient accuracy and are therefore calibrated against the supercomputer models.

The present document, in reality, contains a proposal of a very simple policy maker model, calibrated against the simple box-diffusion models by empirically determining constants of proportionality by comparison with results from the IPCC MAGICC box-diffusion model, when both are fed with the same emission data.

The policy maker model contains, nevertheless, all of the essential functional dependence between, on one hand, the increase in global mean surface temperature and mean sea level rise and, on the other hand, the net anthropogenic emissions of greenhouse gases over a given period, that induce such change in climate (see Appendix I).

In practice, therefore, the emissions of a greenhouse gas over a given period of time, together with the consideration of the additional concentration of anthropogenic origin in the initial year of the period, can be directly expressed in terms of their quantitative effect upon the increase in temperature. Such a measure of the temperature is defined here as the effective emissions over a given period.

Different greenhouse gases can be included, with their respective constants of proportionality between temperature (or sea level rise) and the accumulation of concentrations, and their individual effects added in terms of the resulting change in temperature or sea level rise over the period considered.

It also follows that the temperature can be expressed, alternatively to degrees Celsius, in terms of accumulated concentrations of any greenhouse gas. For the sake of convenience, carbon dioxide is chosen, and the temperature is expressed in units of GtCy equivalent. For the period from 1990 to 2020, the correspondence is 1 GtCy equivalent equals 0.0000164 degree Celsius.

It is to be noted that the uncertainties remaining in the present knowledge of the absolute value of the predicted temperature change as reflected, for instance, in the margin of uncertainty in the climate sensitivity (the change of temperature resulting from a doubling of the carbon dioxide concentration is known to be within the range 1.5 to 4.5 degrees Celsius) does not affect the conclusions about the relative contribution of countries.

Future improvements of the complex models, as the uncertainties are progressively decreased, can be easily incorporated by updating the calibration constants of proportionality in order to improve the accuracy of the absolute results through the incorporation of the best available scientific knowledge.

4. An overall effective emissions reduction target for the ensemble of Annex I Parties - an objective measure of such targets in terms of climate change

Whereas there is a consensus that the mitigation measures should be decided in two steps: a decision on the overall target to be achieved by a group of countries and then the sharing of the burden among them, there has been a tendency to concentrate on the establishment of a reduction target in terms of annual emissions.

The introduction of the concept of effective emissions (a measure of emissions over a given period of time in terms of their effect upon the temperature increase) allows the choice of a reduction target to be made with a clear view of the impact of the choice upon climate change.

At the same time, it incorporates automatically two important aspects of the problem, the comprehensiveness in terms of inclusion of different greenhouse gases, and the concept of a "budget" of emissions over a period of time. Those aspects are important for they allow maximum flexibility in the choice of policies and measures by Parties and therefore reduces the economic burden of mitigation measures.

It is proposed that an upper limit be established for the emissions of carbon dioxide, methane and nitrous oxide from the ensemble of Annex I Parties for the period 1990-2020, such that the effect of such emissions in the period upon the temperature increase in 2020 is a value fixed in the Protocol as a goal, expressed in terms of effective emissions as defined above.

The definition of the goal is made by establishing an effective emissions reference and an effective emissions ceiling. The effective emissions reference minus the effective emissions ceiling is defined here as the effective emissions reduction target. All these are evaluated in terms of effective emissions, which can be expressed in units of degree Celsius or, alternatively, in units of GtCy equivalent.

It is important that a quantitative reduction objective be established with reference to a defined absolute reference, rather than with reference to an abstract hypothetical reference. The exact reference is irrelevant, provided that it is defined in absolute terms. It is thus proposed that a reference be taken as the effective emissions in the period 1990-2020 that correspond to a fixed level of annual emissions of the three greenhouse gases equal to their reported levels in 1990 for the ensemble of the Annex I Parties.

This reference is denominated the effective emission reference for the ensemble of Annex I Parties for the period 1990-2020. Its value, in degree Celsius and in GtCy equivalent, can be easily computed with the simple policy maker model and the 1990 values for annual emissions of the three greenhouse gases from Annex I Parties.

It is proposed that a ceiling be established for the collective emissions of the three greenhouse gases for the ensemble of Annex I Parties, expressed in terms of effective emissions.

The value proposed for the ceiling is that corresponding to a constant level of annual emissions in the period 1990-2000 and a regular reduction of annual emissions from 2000 to 2020, to a level in 2020 thirty (30) percent lower than the starting value. This effective emission ceiling is also expressed in units of degree Celsius or GtCy equivalent.

It follows that the difference between the effective emission reference and the effective emission ceiling represents an effective emission reduction target for the ensemble of the Annex I Parties in the period 1990-2020.

The effective emission reduction target measures directly the magnitude of the mitigation of climate change to be obtained, in degree Celsius. At the same time, it provides the needed unique constraint to the reductions in annual emissions of the different gases, while allowing all possible flexibility in terms of the distribution in time of the reductions, as well as the flexibility with respect to mitigation of emissions of different gases.

For the sake of illustration of the magnitude of these values, a calculation was made with the proposed simple policy maker model, calibrated for the period 1990-2020 against the MAGICC box-diffusion model and the emission data from the IPCC scenario IS92a. The available data for carbon dioxide annual emissions in 1990 from fossil fuels and cement production were used as well as the atmospheric concentration in 1990 derived from consistent data set of historical emissions (see Appendix II). Instead of the present proposal, this illustrative calculation considered the AOSIS proposal of a 20 percent reduction in annual emissions by 2010 for Annex I Parties.

The use of the year 2010 in this illustration is only due to the fact that the well known AOSIS proposal for a Protocol refers to that year, and in order to put into evidence the implication of the AOSIS proposal in terms of limitation of temperature increase. The present proposal refers to the year 2020, in line with the Berlin Mandate.

It is found that in the reference case of constant annual emissions in 1990-2010, including 1990 concentration levels, the effective emissions by Annex I Parties will be equal to 7,597.21 GtCy, or 0.124650 degree Celsius. If 1990-2010 new emissions only are considered instead, the effective emissions by Annex I Parties will be equal to 866.867 GtCy, or 0.014223 degree Celsius.

The AOSIS proposal represents a reduction in effective emissions of 18.692 GtCy, or 0.000306 degree Celsius, corresponding to a ceiling of effective emissions of 7,578.51 GtCy, or 0.124343 degree Celsius, or alternatively 848.175 GtCy, or 0.013916 degree Celsius, if 1990-2010 new emissions only are considered instead.

The corresponding values for the sea level rise are a reduction from 2.123765 cm in 2010, by 0.005225 cm, to 2.11854 cm.

It is interesting also to notice that such reduction in annual emissions represents a reduction of 0.246 percent in the expected increase in temperature or sea level rise due to emissions from Annex I Parties, or alternatively a reduction of 2.16 percent in the expected increase in temperature or sea level rise corresponding to the 1990-2010 new emissions only.

In Appendix III, an illustrative simulation of different reduction targets for the ensemble of Annex I Parties, corresponding to reducing CO2 emissions in 2010 from 0% to 100% of 1990 level, is shown in Tables A3.1(GtCy) and A3.2(degree Celsius).

5. The relative responsibilities of Annex I Parties are proportional to their respective effective emissions

Parties are presumed somehow to have a control over their annual emissions. This fact, together with the Convention requirement that Parties report annual emissions, give rise to a natural tendency to compare the annual emissions of Parties and thus implicitly to associate the emissions to the relative responsibilities in inducing climate change.

Annual emissions, however, are not an appropriate measure of climate change. The increase in global mean surface temperature, on the other hand, is a simple and effective global measure of climate change.

The fact that it is also possible to measure such a change in temperature in units of GtCy equivalent, and thus relate it directly to annual emissions over a period through the concept of effective emissions over a period, makes it natural to assign relative responsibilities to individual Parties according to their respective contributions to climate change, as measured by the induced change in temperature.

It is thus proposed that the relative responsibilities of Parties within a group of Parties be defined to be in the same proportion as their respective effective emissions, including the initial concentration level in the beginning of the period.

This proposal provides a means to measure objectively the relative responsibility of each Party or each group of Parties in producing climate change. Given the fact that the Convention contains the all-important principle of a common but differentiated responsibility, it provides an objective criterion for the differentiation of responsibilities.

Furthermore, it provides a means to quantify the relative responsibility of developed countries with respect to developing countries as a result of their contribution to the atmospheric concentrations of greenhouse gases by the time the Convention was negotiated.

In addition, during the initial work of AGBM, there have been suggestions to define indices in terms of emissions per unit of socio-economic or physical indicators of the same Parties or a combination of these, or a convenient choice of such indicators.

The following is an analysis of the proposed concept of using the relative effective emissions (which is also a measure of the resulting change in temperature) as a measure of the relative responsibility, in comparison with other suggestions.

a) Annual emissions

The actual emissions have been used as a measure of the responsibility of polluters in cases of urban atmospheric pollution or river contamination. Such procedure is justified by the fact that, when the residence time of the pollutant is relatively short, the concentration of the pollutant is proportional to the emission. Also, in these cases, the detrimental effect is produced by the concentration itself and therefore the emission is a valid measure of the effect to be mitigated.

In the case of climate change, the long residence time of the main greenhouse gases makes the concentration of these gases proportional to the accumulation of the emissions rather than to the emissions themselves, account taken of the different decay times of the gases.

b) Atmospheric concentrations

The atmospheric concentration of greenhouse gases is not a good measure of the responsibility because the greenhouse gases are not pollutants in themselves and therefore there is no proportionality between the detrimental effects and the concentration.

c) Annual emissions relative to socio-economic or physical indicators

It has been suggested that the relative responsibility of Parties be associated with their annual emissions expressed per unit of population, GNP, surface area, energy consumption (expressed in tons of oil equivalent - toe), renewable energy production (in toe), among others.

There is a difficulty in the choice of the reference unit to be used, since Parties will naturally give preference to the choice of indicator that results in a better performance for themselves, which will also make it possible for them to reach a given target with less effort or less burden on their economies.

In addition, all the indicators suggested are, in one way or another, related to the causes of emissions, rather than with their effect.

d) Effective emissions

The proposed association of the relative responsibility of Parties with their respective effective emissions makes it unnecessary to resort to expressing such effective emissions in terms of any socio-economic or physical units.

The proposed use of the effective emissions over a period of time, including the initial concentration level in the beginning of the period, as a measure of the relative responsibility of Annex I Parties, is closely connected to the physical reality of the greenhouse warming, a property not applicable to the absolute emissions, these being an instantaneous "snapshot" of a situation over an arbitrary period of one year.

Perhaps the most striking demonstration of this fact is a reference to the Kuwait oil well fires, which produced for a very short period of time very high daily or monthly emissions, with a negligible effect upon climate change, as demonstrated by detailed calculations at the time.

The change in temperature (or the effective emissions) is an objective measure of climate change, for it can be argued that the detrimental effects of climate change guard some sort of proportionality to it. This is likely to be true, in a first order, for all of the impacts that have been surveyed by the IPCC Working Group II, including those associated with extreme weather events, and is certainly true for the rise in mean sea level.

The notable exception to this rule is the time rate of change of temperature, which is significant for the impact upon the adaptation of species, a case in which the time differential would tend to cancel the cumulative effect of concentrations to produce a temperature change with the result that the detrimental effects would in the end be roughly proportional to the concentrations expressed in GtC equivalent, rather than to the temperature expressed in GtCy equivalent.

As an illustration of this point, the relative responsibility of each Annex I Parties was estimated on the basis of several indicators: the annual 1990 carbon dioxide emissions; the effective emissions for the period 1990-2010 with and without (flat rate proposal) consideration of the concentrations in 1990 due to previous emissions, assuming constant annual emissions in the period and with individual reductions according to the AOSIS proposal applied on a "flat rate" basis. The data used, for illustration purposes, are those in Appendices I and II. The estimations are presented in Appendix IV. It is to be noted that the present proposal is that the relative responsibility of each Annex I Party be evaluated taking into account the initial concentrations in the beginning of the period.

It is interesting to notice that the evaluation of the relative responsibility of Annex I Parties without consideration of their 1990 annual concentrations is, by construction, equivalent to the "flat rate" approach for assignment of relative responsibilities.

The relative responsibilities based on 1990 annual emissions expressed in terms of the socio-economic and physical units have also been estimated for illustration purposes for each Annex I country and some non-Annex I countries. These results are presented in Appendix V.

6. Relative responsibility of the group of Annex I countries and non-Annex I countries

The consideration of the special case of the relative responsibility of Annex I and non-Annex I countries deserves special attention as a result of the differentiation made by the Convention in noting that "the largest share of historical and current emissions has originated in developed countries".

The use of countries rather than Parties in this section is due only to the ready availability of estimated data for past and future emissions, and should not represent a major obstacle to the appreciation of the results since a vast majority of countries are Parties to the Convention.

It is thus pertinent to evaluate the relative responsibility of Annex I versus non-Annex I countries over the period considered for a Protocol in the periods extending to 2000, 2005, 2010 and 2020, as provided for in the Berlin Mandate, taking into account the concentration in 1990 estimated to be attributable to those two groups of countries.

Published historical data on CO2 energy and cement sector emissions for every country for the period 1950-1990 have been used, in conjunction with a backward extrapolation into the period preceding 1950, to estimate the atmospheric concentrations in 1990 attributable to Annex I and non-Annex I countries.

The methodology, described in Appendix II, can be easily extended to methane and nitrous oxide, and other sectors, such as land-use change, can be easily incorporated into this estimate.

The effect of the emissions from the other greenhouse gases, however, is known to be small in comparison with that from carbon dioxide, according to the IPCC Second Assessment Report. In addition, the relatively short lifetime of methane in the atmosphere tends to decrease the importance of historical emissions of this gas. For these reasons, the carbon dioxide emissions from the energy and cement sectors are likely to be a sufficiently good proxy for the total effective emissions for the purposes of evaluating the relative responsibility of Annex I and non-Annex I countries.

Figures 1 to 3 show the change in climate as measured by the increase in global mean surface temperature, expressed in GtCy, for the period 1990-2020, resulting from the 1990 concentrations attributable to the two groups of Parties, with IPCC IS92a emissions after 1990 and without any emissions after 1990.

 

Figure 1 - Change in climate as measured by the increase in global mean surface temperature, expressed in GtCy, for the period 1990-2020, resulting from the 1990 concentrations attributable to the two groups of Parties, without any emissions after 1990.

 

Figure 2 - Change in climate as measured by the increase in global mean surface temperature, expressed in GtCy, for the period 1990-2020, resulting from IPCC IS92a emissions after 1990, disregarding the 1990 concentrations.

 

Figure 3 - Change in climate as measured by the increase in global mean surface temperature, expressed in GtCy, for the period 1990-2020, resulting from the 1990 concentrations attributable to the two groups of Parties plus IPCC IS92a emissions after 1990.

Figures 4 to 8 show the relative responsibility of the two groups of Parties, as measured by the respective effective emissions for the period 1990-2010 considering the 1990 concentrations and the IPCC IS92a scenario for the period 1990-2010. For the sake of comparison, the relative share of 1990 emissions and of 1990 concentrations attributable to each group, are also indicated in the figure.

 

Figure 4 - Relative responsibility attributable to each group of Parties, according to 1990 CO2 emission levels.

 

Figure 5 - Relative responsibility attributable to each group of Parties, according to 1990 CO2 concentration levels.

 

Figure 6 - Relative responsibility attributable to each group of Parties, according to induced temperature increase in 1990 due to CO2 emissions.

 

Figure 7 - Relative responsibility attributable to each group of Parties, according to induced temperature increase in 2010 due to CO2 emissions.

 

Figure 8 - Relative responsibility attributable to each group of Parties, according to induced temperature increase in 2020 due to CO2 emissions.

This exercise is further extended up to 2200 with the use of the IPCC IS92a scenario up to 2100 and the assumption that the rate of growth of emissions in 2100-2200 is the same as that in 2025-2100.

 

Figure 9 - Extended CO2 emissions IPCC scenario IS92a

Figures 10 and 11 show the change in climate and relative responsibility of Annex I and non-Annex I countries in the period 1990-2100 measured by the respective effective emissions in the period with 1990 concentrations, expressed in degree Celsius.

 

Figure 10 - Change in climate attributable to Annex I and non-Annex I countries in the period 1990-2200 measured by the respective effective emissions in the period with 1990 concentrations, expressed in degree Celsius.

 

Figure 11 - Relative share of climate change, as measured by the increase in global mean surface temperature, attributable to Annex I and non-Annex I countries, with a separation of the effect of pre- and post-1990 emissions for both groups of countries, in the period 1850-2200, using the IPCC IS92a emissions scenario, extended to 2200.

It is interesting to notice that, whereas the annual emissions of non-Annex I countries are estimated to grow to be equal to those of Annex I countries by 2037, according to the IPCC IS92a scenario, the resulting change in temperature as measured by the effective emissions from non-Annex I countries are estimated to equal that of Annex I countries in 2147.

7. Sharing of the burden of mitigation among Annex I Parties and consequent effective emission reduction targets and ceilings

Once the overall effective emissions reduction target for Annex I Parties is defined, as well as the relative responsibility of individual Annex I Parties, this section describes the proposed sharing of the burden of mitigation among those Parties.

It is proposed that the division of the collective burden of mitigation among the Annex I Parties in the group be made in proportion to their respective relative responsibility including 1990 concentration, as defined in the previous Section.

It might be argued that the burden in mitigating climate change should be measured, as it is often done in economics, in terms of the cost of such mitigation. It is unlikely, however, that agreement could be reached on how to evaluate such cost, given the very considerable differences that exist in economic management techniques among the Parties, and the foreseeable discussions about the indirect factors that should be included in these evaluations.

It is further recognized that the Convention establishes a number of special considerations in determining the measures to be taken by each Party. As a consequence, it is proposed that the reduction targets determined in accordance with the above criterion be the starting point for negotiations in which the special considerations will be taken into account in determining the reduction to be made by each Party.

Once an effective emission reduction target is established for the ensemble of Annex I Parties, an individual effective emission reduction target for each Party is established as a fraction of the collective target that is proportional to the relative responsibility of that Party vis-à-vis the ensemble of Annex I Parties. This reduction target for each Party is then subject to negotiation among the Parties in the group with a view to taking into account the special considerations provided for in the Convention and the result of negotiations.

Once the individual effective emissions reduction target is established for each Annex I Party, the corresponding effective emissions ceiling is derived as the difference between the effective emissions over the given period that result from a path of constant emissions, taken as a reference, and the respective effective emissions reduction target.

For the sake of illustration, and using the same data base as before, the individual effective emissions reduction targets and effective emissions ceilings have been estimated for all Annex I Parties, expressed both in GtCy and in degree Celsius. Those results are presented in Table A6.1 in Appendix VI.

Table A6.2 is an estimation for each Annex I Party of the reduction in 2010 emission level as compared to 1990 level that corresponds to the ceiling estimated in Table A6.1, assuming constant 1990 emission level in the period 1990-2000 and decreasing regularly from 2000 to 2010. Figure A6.1, also in Appendix VI, shows a comparison between percentages estimated in Table A6.2 and the 20% "flat rate" for each Annex I Party.

In Appendix VI, an illustrative simulation of the different targets for an arbitrarily chosen individual Annex I Party, in accordance to its relative responsibility including 1990 concentration, corresponding to its respective fraction of different reduction targets for the ensemble of Annex I Parties (see Appendix III) reducing from 0% to 100% of 1990 CO2 emission level in 2010, is shown in Table A6.3 (in GtCy) and Table A6.4 (in degree Celsius).



8. Compensation mechanism in case of departure from the achievement of ceiling objective by Annex I Parties

The effective implementation of the protocol requires the specification of a feedback mechanism by which the departure by a Party from its commitment to maintain its emissions below a ceiling results in an obligation to compensate such departure by other means, such that the net effect will constitute a positive contribution to the global mitigation of climate change.

It is proposed that a periodic evaluation be made of the actual emissions by each Party by comparing, for every evaluation period of n years (it is proposed that this periodicity be of five years), the effective emissions derived from the reported annual emissions, with the corresponding effective emission ceiling.

It is proposed that the difference, which is a measure of the departure from the objective of that Party, be used as a quantitative basis for establishing, in the case of emissions above the ceiling, a compulsory contribution to a non-Annex I clean development fund to be managed by the financial mechanism of the Convention for the promotion of mitigation measures in non-Annex I Parties. Such contribution is to be made in accordance to a fixed scale of 20US$/(n+1) per tCy of effective emissions above the ceiling.

The proposed scale is equivalent to 10US$ per ton of carbon avoided which, according to some estimates, is a value likely to promote the implementation of non-regret measures by non-Annex I Parties.

It is also proposed that Annex I Parties be allowed to use this difference as a measure in trading effective emissions among themselves, that is, a Party that, over an evaluation period, reports effective emissions above its ceiling may compensate this by "purchasing", at a market value, an equivalent number of effective emissions, in GtCy, from another Party that has reported effective emissions below its ceiling.

It follows that there will only be a contribution to the non-Annex I clean development fund if the effective emissions in a given evaluation period, from the ensemble of Annex I Parties, are above their collective effective emission ceiling.

For the sake of illustration, one Annex I Party for which reported annual emissions are available for the period 1990-1994 has been used as a hypothetical example to estimate the departure from the commitment and resulting compensation.

The resulting hypothetical contribution due to CO2 emissions was estimated for the period 1990-2010, as well as the relative importance of the main greenhouse gases in terms of effective emissions for the same period and presented in Table A7.1.



9. Distribution of the financial resources of the non-Annex I Clean Development Fund

It is proposed that the financial resources of the non-Annex I clean development fund obtained in each evaluation period from the contributions of Annex I Parties are to be distributed to non-Annex I Parties subject to the two conditions described below.

Each non-Annex I Party may, on a voluntary basis, apply for funds to be used in climate change projects. Such applications are subject to the appropriate regulations approved by the Conference of the Parties for this purpose.

An upper limit is established for the funds that may be approved for each non-Annex I Party, which is equal to the fraction of the total funds available corresponding to the relative responsibility, measured in terms of their individual effective emissions using available reported data, without 1990 initial concentration for the first period, and the concentration resulting from the previously reported net anthropogenic emissions for the subsequent periods, of that Party among the ensemble of non-Annex I Parties.

It is recognized that this limitation may result in funds not being used within an evaluation period. It is proposed that the surplus is to be carried over into the next evaluation period and it is expected that the availability of these funds will encourage non-Annex I Parties to generate acceptable climate change projects for their use.

The effect of this limit is to direct the financial resources of the fund preferentially to the non-Annex I Parties that have a larger relative contribution to climate change, thus promoting mitigation where it matters most, hence contributing to a global objective, while contributing constructively to the advancement of the implementation of the Convention by non-Annex I Parties.

Appendix VIII presents a simulation, based on available data, of the relative distribution among non-Annex I Parties, with the results shown in Table A8.1 and Figure A8.1.


APPENDIX I

A simple model for use by policy makers is presented for the relationship between emissions of greenhouse gases and the resulting increase in global mean surface temperature and mean sea level rise.

The functional dependence of the atmospheric anthropogenic concentration of a given greenhouse gas upon the emissions over a given period of time is given by

r = C ò e(t') exp(-(t-t')/t) dt' (1)

where

r(t) is the atmospheric concentration at time t

e(t) is the annual rate of emission at time t

t is the atmospheric exponential decay time

C is a constant

and the integral is taken over the given period.

The constant C was determined by linear regression of the value of the integral with the results of the MAGICC box-diffusion model result for the period 1990-2020, computed with emissions in the period from the IPCC IS92a scenario.

Table A1.1 contains the values of the constant C and of the atmospheric exponential decay time t for carbon dioxide, methane and nitrous oxide.

Table A1.1

gas

CO2

CH4

N2O

t (years)

140

12.2

120

C

unit

0.559841

ppmv/ PgC

0.310545

ppbv/ TgCH4

0.224313

ppbv/ TgN



Figures A1.1 through A1.3 show a comparison of the anthropogenic concentrations computed with the MAGICC model and formula (1).

 

Figure A1.1 - Concentration of carbon dioxide computed by the MAGICC model for the period 1990-2020 with IPCC IS92a emission scenario data, and by the simple decision maker model with the constants of Table A1.1.

 

Figure A1.2 - Concentration of methane computed by the MAGICC model for the period 1990-2020 with IPCC IS92a emission scenario data, and by the simple decision maker model with the constants of Table A1.1.

 

Figure A1.3 - Concentration of nitrous oxide computed by the MAGICC model for the period 1990-2020 with IPCC IS92a emission scenario data, and by the simple decision maker model with the constants of Table A1.1.





The radiative forcing for each greenhouse gas is computed from its atmospheric concentration as

DF(t) = k r(t) (2)

where

DF(t) is the rate of deposition of energy per unit area on the surface of the Earth

k is a constant determined from the functional dependence of DF upon the concentration by expanding it in series around the concentration values actually observed in 1990 and taking only the linear term.

In a first physical approximation, the increase in the surface temperature is given by

DTf(t) = a ò DF(t') dt' (3)

where

DTf(t) is the temperature increase in the first physical approximation

a is a lumped constant that takes into account all the relevant physical factors.

It follows from (2) and (3) that the increase in mean surface temperature can be written as

DTf(t) = b ò r(t') dt' (4)

where b is a constant.

The constant b was determined by linear regression of the value of the integral with the results of the MAGICC box-diffusion model result for the period 1990-2020, computed with emissions in the period from the IPCC IS92a scenario.

Table A1.2 contains the values of the constant b for carbon dioxide, methane and nitrous oxide, expressed in units of degree Celsius per unit of volumetric concentration per unit of time in years, and also in units of degree Celsius per unit of mass per unit of time in years.

Table A1.2

gas

CO2

CH4

N2O

b

2.156862745

0.045063425

0.427188940

units

GtCyeq/ppmv

GtCyeq/ppbv

GtCyeq/ppbv

b

0.000035388

0.000000739

0.000007009

units

degC/ppmv

degC/ppbv

degC/ppbv

The use of the constant for carbon dioxide allows the increase in temperature to be expressed in units of carbon concentration multiplied by time or, conveniently, the effective emission of any gas can be expressed in degree Celsius or in GtCy equivalent.

This procedure replaces completely the greenhouse warming potential concept as a tool to provide for a common measure of emissions of different greenhouse gases with the advantage that it avoids the need to arbitrarily choose a time horizon but, instead, relates the emissions of different greenhouse gases through their effect in producing a change in temperature over a given period.

Figure A1.4 shows a comparison of the increase in global mean surface temperature computed with the MAGICC model and formula (4).

 

Figure A1.4 - Increase in mean global surface temperature computed by the MAGICC model for the period 1990-2020 with IPCC IS92a emission scenario data, and by the simple decision maker model with the constants of Table A1.2.



It is seen that the simple policy maker models can be used to estimate with sufficient accuracy the temperature increase for a time period of the order of 30 years.

The consideration of formulas (1) and (4) makes it evident that there are two arbitrary constants that represent the lower limit of the two definite integrals. In reality, it is assumed in the above discussion that the lower limit of both the integrals are the same, while this is not necessarily so.

In particular, it may be convenient to take the lower limit of the first integral (formula 1) to be minus infinity and the lower limit of the second integral (formula 4) to be 1990. This corresponds to taking into account the atmospheric concentrations in 1990 of the greenhouse gases due to emissions before 1990, which must be done to evaluate quantitatively the Convention provisions on this subject.



The rise in mean sea level is treated in a similar fashion:

mslr = g ò r(t') dt' (5)

where

mslr is the increase in mean sea level

g is a similarly derived empirical constant.

The values of g and the comparison with MAGICC results are presented in Table A1.3 and Figure A1.5.

Table A1.3

gas

CO2

CH4

N2O

g

0.000602941

0.000012597

0.000119419

units

cm/ppmv

cm/ppbv

cm/ppbv






 

Figure A1.5 - Mean sea level rise computed by the MAGICC model for the period 1990-2020 with IPCC IS92a emission scenario data, and by the simple decision maker model with the constants of Table A1.3.




APPENDIX II


In order to take into account the effect upon climate change of the atmospheric concentration of greenhouse gases in 1990, and the detailed attribution of such concentration to the pre-1990 emissions of individual countries, the time series of emissions by individual countries estimated by the U.S. Oak Ridge National Laboratory has been processed to allow such estimate to be made.

The U.S. Oak Ridge National Laboratory has published and made available, in digital form, a table of the annual emissions on an yearly basis for every country, for the period 1950 to 1990, for carbon dioxide from the energy sector and cement production.

Such table has been recomputed to take into account that some present-day countries are the result of the merging or disaggregation of countries that have existed as independent entities in the past. In the case of aggregation, such as for instance the consideration of metropolitan France and French Guyana, the emission data have been simply added and assigned to the country that is recognized as an independent state. In the case of disaggregation such as, for the division of Czechoslovakia in the Czech Republic and the Slovakian Republic, the overall emission data have been attributed to each one of the component parts in the same proportion as the reported 1990 emission. Some adaptations to this rule have been made whenever relevant independent data are available. Data were not available for Lesotho, Namibia and in the case of Eritrea where ORNL data is only available for the former Ethiopia (now split into Ethiopia and Eritrea). Also in the case of Italy, ORNL data includes San Marino.

The modified ORNL data covers the period 1950 to 1990. Given the relatively long decay time of carbon dioxide in the atmosphere, over one hundred years, it became important to estimate the emissions in the period preceding 1950.

This backward extrapolation of the annual emissions was done in two steps. First, a period was chosen in the early part of 1950-1990, when the aggregate global emissions (obtained by adding the ORNL country emission data) were considered to be smooth and corresponding to one exponential function, as seen in Figure A2.1 and A2.2, in both linear and log form.

 

Figure A2.1 ORNL data (1950-1990) and best fit curve used to extrapolate data for the period 1840-1949.

 

Figure A2.2 Log curves used to calculate extrapolation data.

The period 1950-1973 was chosen and a linear least-square function best-fitted to the log emission data for that period for each country. Such linear best-fitted function was then used to extrapolate the log emission data backward for the period before 1950 and inverted to produce the exponentially decreasing emission estimate for each country. Figures A2.3 to A2.9 exemplify this procedure for selected countries from both Annex I and non-Annex I Parties.

 

Figure A2.3 - ORNL data and best fit curves for the USA.

 

Figure A2.4 - ORNL data and best fit curves for the Russian Federation.







 

Figure A2.5 - ORNL data and best fit curves for Germany.

 

Figure A2.6 - ORNL data and best fit curves for the United Kingdom.

 

Figure A2.7 - ORNL data and best fit curves for China.

 

Figure A2.8 - ORNL data and best fit curves for India

 

Figure A2.9 - ORNL data and best fit curves for Brazil.

In summary, the emissions data effectively used were the back-extrapolated data for the period 1840-1949, and the ORNL data for the period 1950-1990.

The result of this processing of the ORNL data is available for downloading from the Brazilian Government climate change INTERNET site: http://www.mct.gov.br/gabin/clima.htm

The use of concentrations resulting from pre-1990 carbon dioxide emissions from the energy (and cement) sectors only is done as an illustration and because those are the only readily data available on a country-by-country basis. Nevertheless, such a use is also justified to the extent that the majority of the effect of the overall pre-1990 emission effect is taken into account by this procedure, as demonstrated by the use of the MAGICC model results. The MAGICC model run includes, on a global basis, the effect of land-use change carbon dioxide as well as the effect of methane and nitrous oxide.

It can be seen in Figure A2.9 that the energy and cement carbon dioxide historical emissions account for the very large majority of the temperature change resulting from pre-1990 greenhouse gas emissions from all sectors. At last, it is important to remember that our interest here is only to estimate the importance of pre-1990 emissions on a relative basis and not in absolute terms.

 

Figure A2.10 - Relative radiative forcing of main greenhouse for IS92a IPCC scenario.

APPENDIX III

Simulation of Different Targets for the Ensemble of Annex I Parties

An illustrative simulation of different reduction targets that result from a path of constant emissions from 1990 to 2000 and regularly decreasing emissions from 2000 to 2010, for the ensemble of Annex I Parties, corresponding to reducing CO2 emissions in 2010 from 0% to 100% of 1990 level, is shown in Tables A3.1(in GtCy) and A3.2(in degree Celsius).

Table A3.1

Annex I Parties

Percent

EMISSIONS

1990 concentration

new emissions

Reduction

LEVEL IN 2010

plus new emission

only

reduction target

new emissions

(as % of 1990)

GtCy

GtCy

GtCy

%

100%

7597.21

866.8667

0.0000

Reference

90%

7587.86

857.5209

9.3458

1.08

80%

7578.51

848.1751

18.6916

2.16

70%

7569.17

838.8294

28.0373

3.23

60%

7559.82

829.4836

37.3831

4.31

50%

7550.48

820.1378

46.7289

5.39

40%

7541.13

810.7920

56.0747

6.47

30%

7531.79

801.4463

65.4204

7.55

20%

7522.44

792.1005

74.7662

8.62

10%

7513.09

782.7547

84.1120

9.70

0%

7503.75

773.4089

93.4578

10.78







Table A3.2

Annex I Parties

Percent

EMISSIONS

1990 concentration

new emissions

Reduction

LEVEL IN 2010

plus new emission

only

reduction target

new emissions

(as % of 1990)

C

C

C

%

100%

0.124650

0.014223

0.000000

Reference

90%

0.124496

0.014070

0.000153

1.08

80%

0.124343

0.013916

0.000307

2.16

70%

0.124190

0.013763

0.000460

3.23

60%

0.124036

0.013610

0.000613

4.31

50%

0.123883

0.013456

0.000767

5.39

40%

0.123730

0.013303

0.000920

6.47

30%

0.123576

0.013150

0.001073

7.55

20%

0.123423

0.012996

0.001227

8.62

10%

0.123270

0.012843

0.001380

9.70

0%

0.123116

0.012690

0.001533

10.78






APPENDIX IV

Estimation of Relative Responsibility of Individual Annex I Parties



As an illustration of this point, the relative responsibility of Annex I Parties was estimated on the basis of several indicators: the annual 1990 carbon dioxide emissions; the effective emissions for the period 1990-2010 with (an illustration of the current proposal) and without (flat rate proposal) consideration of the concentrations in 1990 due to previous emissions, assuming constant annual emissions in the period and with individual reductions according to the AOSIS proposal applied on a "flat rate" basis. The data used, for illustration purposes, are those in Appendix I and II.

For the sake of illustration, available data have been used to estimate the relative responsibility and therefore the relative burden of individual Annex I Parties for the different criteria, as detailed in Tables A4.1, A4.2 and A4.3 and shown in Figures A4.1, A4.2 and A4.3.

It is interesting to notice that the evaluation of the relative responsibility of Annex I Parties without consideration of their 1990 annual concentrations is, by construction, equivalent to the "flat rate" approach for assignment of relative responsibilities.



a) Relative Responsibility with 1990 CO2 Emissions as Reported by Inventories



Table A4.1 - Relative Responsibilities

1990 Inventories*

Country

%

United States

36.219

Russian Federation

17.453

Japan

8.439

Germany

7.410

United Kingdom

4.216

Canada

3.380

Italy

3.134

Poland

3.032

France

2.678

Australia

2.111

Spain

1.661

Romania

1.250

Netherlands

1.225

Czech Republic

1.211

Belgium*

0.757

Bulgaria

0.606

Greece

0.600

Hungary

0.524

Sweden

0.448

Austria

0.433

Slovakia

0.426

Finland

0.394

Denmark

0.380

Switzerland

0.329

Portugal

0.308

Estonia

0.276

Norway

0.259

Ireland

0.224

New Zealand

0.186

Latvia

0.168

Lithuania*

0.161

Luxembourg

0.083

Iceland

0.016

Liechtenstein

0.002

Monaco

0.001

*For Belgium and Lithuania: ORNL data



 

Figure A4.1 Relative responsibility of Annex I Parties according to 1990 emissions.



b) Relative Responsibility with Flat CO2 Emissions from 1990 to 2010, including 1990 Concentration

Table A4.2 - Relative Responsibility with Flat CO2

Emissions from 1990 to 2010, including

1990 Concentration

Country

%

United States

41.9415

United Kingdom

13.5447

Russian Federation

10.3731

Germany

10.0651

Japan

3.8255

France

3.3541

Canada

2.5965

Poland

2.3371

Italy

1.5283

Belgium

1.4769

Australia

1.1537

Czech Republic

1.0697

Netherlands

0.9963

Spain

0.8123

Romania

0.7552

Sweden

0.4710

Hungary

0.4463

Bulgaria

0.3774

Slovakia

0.3760

Austria

0.3640

Denmark

0.3556

Switzerland

0.2148

Finland

0.2096

Greece

0.1978

Norway

0.1812

Ireland

0.1646

Estonia

0.1572

New Zealand

0.1570

Luxembourg

0.1545

Portugal

0.1353

Lithuania

0.0969

Latvia

0.0955

Iceland

0.0138

Liechtenstein

0.0010

Monaco

0.0006



 

Figure A4.2 Relative responsibility of Annex I Parties according to the above illustration of the current proposal.



c) Relative Responsibility with Flat CO2 Emissions from 1990 to 2010, not including 1990 Concentration

Table A4.3 - Relative Responsibility with Flat CO2

Emissions from 1990 to 2010, not including

1990 Concentration

Country

%

United States

36.8631

Russian Federation

18.0203

Japan

8.0927

Germany

7.3455

United Kingdom

4.2815

Canada

3.2243

Italy

2.8995

Poland

2.7986

France

2.7535

Australia

2.0397

Spain

1.5505

Romania

1.3813

Czech Republic

1.1739

Netherlands

1.0607

Belgium

0.7900

Bulgaria

0.6958

Greece

0.5283

Hungary

0.4405

Austria

0.4146

Slovakia

0.4127

Denmark

0.3989

Finland

0.3923

Sweden

0.3773

Portugal

0.3208

Switzerland

0.3185

Norway

0.2923

Estonia

0.2730

Ireland

0.2357

New Zealand

0.1962

Lithuania

0.1684

Latvia

0.1660

Luxembourg

0.0741

Iceland

0.0172

Liechtenstein

0.0015

Monaco

0.0005



 

Figure A4.3 Relative responsibility of Annex I Parties according to "flat rate" proposal.

APPENDIX V

The relative responsibilities based on 1990 annual emissions expressed in terms of the socio-economic and physical units have also been estimated for illustration purposes for each Annex I Party and some non-Annex I countries.

Table A5.1

Emissions/GDP

Table A5.2

Emissions/capita

Countries

tC/US$ (PPP)

Countries

tC / inhab.

Ukraine

1.1537

Estonia

6.688

Russian Federation

0.8093

Luxembourg

6.372

Estonia

0.7935

United States

4.945

Belarus

0.6219

Russian Federation

4.347

Bulgaria

0.5757

Czech Republic

4.066

Romania

0.4672

Canada

3.999

Lithuania

0.4526

Australia

3.993

Poland

0.4413

Ukraine

3.960

Latvia

0.4036

Germany

3.143

Czech Republic

0.3951

Belarus

2.938

Slovakia

0.3782

Bulgaria

2.888

Luxembourg

0.2650

Belgium

2.777

Zimbabwe

0.2317

Finland

2.747

Hungary

0.2172

Slovakia

2.745

China

0.1958

Denmark

2.664

Greece

0.1857

United Kingdom

2.617

United States

0.1818

Poland

2.589

Germany

0.1808

Netherlands

2.436

Australia

0.1799

Latvia

2.403

Canada

0.1661

Norway

2.384

Ireland

0.1543

Ireland

2.363

Finland

0.1518

Japan

2.306

Belgium

0.1434

Romania

2.280

United Kingdom

0.1344

Iceland

2.272

India

0.1303

New Zealand

1.976

Egypt

0.1277

Austria

1.847

Netherlands

0.1256

Italy

1.804

Denmark

0.1246

Greece

1.792

Mexico

0.1239

Liechtenstein

1.688

Iceland

0.1228

France

1.688

New Zealand

0.1126

Lithuania

1.651

Turkey

0.1108

Switzerland

1.580

Japan

0.1080

Hungary

1.574

Argentina

0.1076

Sweden

1.515

Norway

0.0984

Spain

1.415

Spain

0.0981

Portugal

1.107

Austria

0.0975

Mexico

0.933

Italy

0.0952

Argentina

0.864

Portugal

0.0935

Turkey

0.613

Cameroon

0.0920

Monaco

0.610

France

0.0839

China

0.566

Liechtenstein

0.0834

Zimbabwe

0.372

Sweden

0.0761

Egypt

0.344

Switzerland

0.0718

Brazil

0.334

Congo

0.0704

Costa Rica

0.259

Brazil

0.0557

Congo

0.214

Costa Rica

0.0487

India

0.193

Ethiopia

0.0327

Cameroon

0.106

Monaco

0.0246

Central African Rep.

0.016

Central African Rep.

0.0216

Ethiopia

0.014





Table A5.3

Emissions/Energy Consumption

Table A5.4

Emission/Renewable Energy

Countries

tC / toe

Countries

tC / toe

Estonia

3.312

Belarus

15299.40

Bulgaria

2.128

Hungary

1124.86

Romania

1.908

Czech Republic

333.05

Ukraine

1.795

Ukraine

107.09

Czech Republic

1.697

United Kingdom

95.66

Congo

1.652

Netherlands

92.48

Latvia

1.550

Luxembourg

88.33

Belarus

1.519

Bulgaria

84.89

Poland

1.500

Belgium

76.33

Zimbabwe

1.387

Germany

60.50

Russian Federation

1.342

Ireland

60.19

India

1.320

Slovakia

37.25

Greece

1.211

Estonia

32.21

Cameroon

1.200

Zimbabwe

28.72

Lithuania

1.135

Egypt

26.25

Australia

1.135

India

25.85

Slovakia

1.119

Japan

23.18

Germany

1.084

Greece

23.03

Ireland

1.018

Russian Federation

21.82

United Kingdom

0.971

Romania

21.74

Egypt

0.969

Poland

20.32

United States

0.958

Lithuania

19.42

China

0.945

Spain

17.16

Denmark

0.941

France

14.69

Hungary

0.934

Congo

14.65

Mexico

0.899

Italy

12.69

Italy

0.863

United States

12.65

Japan

0.860

Australia

12.15

Spain

0.824

Denmark

10.97

Portugal

0.813

Latvia

7.33

Ethiopia

0.812

Argentina

6.93

Argentina

0.775

Cameroon

6.66

Belgium

0.751

Mexico

6.34

Luxembourg

0.738

Portugal

5.62

Netherlands

0.690

Ethiopia

5.07

Canada

0.667

China

3.69

Austria

0.642

Canada

3.05

France

0.621

Finland

2.52

New Zealand

0.611

Switzerland

2.46

Finland

0.590

Austria

2.38

Switzerland

0.579

Costa Rica

1.51

Norway

0.562

New Zealand

1.40

Costa Rica

0.526

Sweden

1.15

Brazil

0.443

Norway

0.97

Sweden

0.382

Brazil

0.74

Iceland

0.341

Iceland

0.47





Table A5.5

Emissions/Surface Area

Countries

tC / km2

Monaco

10191.39

Netherlands

1117.81

Luxembourg

1024.75

Belgium

934.20

Japan

771.96

Germany

751.25

United Kingdom

633.52

Czech Republic

533.59

Italy

352.52

Ukraine

333.68

Poland

328.53

Liechtenstein

328.43

Slovakia

302.27

Switzerland

286.31

Estonia

225.93

Bulgaria

224.98

Romania

214.37

France

180.40

Austria

179.15

Hungary

170.54

Belarus

147.39

Greece

144.39

United States

143.75

Portugal

125.13

Ireland

122.33

Spain

110.99

Latvia

92.56

Lithuania

92.32

China

73.49

India

61.73

Turkey

49.69

Mexico

46.49

Finland

45.91

Russian Federation

37.90

Norway

33.94

Denmark

33.36

Sweden

32.82

New Zealand

26.10

Egypt

21.94

Costa Rica

17.69

Canada

12.50

Argentina

10.95

Zimbabwe

10.84

Australia

9.57

Brazil

6.43

Iceland

6.12

Cameroon

3.23

Congo

1.59

Ethiopia

0.71

Central African Rep.

0.09



Sources:

The World Factbook, http://www.odci.gov/cia/publications/nsolo/factbook/global.htm, for GDP (purchasing power parity), population and surface area.

OECD, for energy balance data.

APPENDIX VI

Emissions Reduction Target for Individual Annex I Parties

Once the emissions reduction target is established for each Party in a group of Parties, an effective emissions ceiling is derived as the difference between the effective emissions that result from a path of constant emissions minus the respective emissions reduction target over a given period.

The same country emission data were also used to estimate the individual effective emissions ceiling for Annex I Parties, using the relative responsibility with flat CO2 emissions from 1990 to 2010, including 1990 concentration as presented in Appendix IV and shown in Table A6.1.

Table A6.1

1990-2010

1990-2010

Constant Emissions

Reduction Target

Ceiling

GtCy

C

GtCy

C

GtCy

C

United States of America

319.554

0.00524302

7.8395

0.000128625

311.714

0.00511440

Russian Federation

156.212

0.00256302

1.9389

0.000031812

154.273

0.00253121

Japan

70.153

0.00115102

0.7151

0.000011732

69.438

0.00113929

Germany

63.676

0.00104474

1.8813

0.000030868

61.794

0.00101388

United Kingdom

37.115

0.00060896

2.5317

0.000041539

34.583

0.00056742

Canada

27.951

0.00045860

0.4853

0.000007963

27.465

0.00045063

Italy (including San Marino)

25.135

0.00041240

0.2857

0.000004687

24.849

0.00040771

Poland

24.260

0.00039804

0.4368

0.000007167

23.823

0.00039087

France

23.870

0.00039163

0.6269

0.000010286

23.243

0.00038135

Australia

17.682

0.00029011

0.2156

0.000003538

17.466

0.00028657

Spain

13.441

0.00022053

0.1518

0.000002491

13.289

0.00021804

Romania

11.974

0.00019647

0.1412

0.000002316

11.833

0.00019415

Czech Republic

10.176

0.00016697

0.1999

0.000003280

9.976

0.00016369

Netherlands

9.195

0.00015086

0.1862

0.000003055

9.008

0.00014781

Belgium

6.849

0.00011237

0.2760

0.000004529

6.572

0.00010784

Bulgaria

6.032

0.00009896

0.0705

0.000001157

5.961

0.00009780

Greece

4.580

0.00007514

0.0370

0.000000607

4.543

0.00007454

Hungary

3.819

0.00006266

0.0834

0.000001369

3.736

0.00006129

Austria

3.594

0.00005897

0.0680

0.000001116

3.526

0.00005785

Slovakia

3.577

0.00005869

0.0703

0.000001153

3.507

0.00005754

Denmark

3.458

0.00005673

0.0665

0.000001091

3.391

0.00005564

Finland

3.401

0.00005579

0.0392

0.000000643

3.361

0.00005515

Sweden

3.271

0.00005367

0.0880

0.000001444

3.183

0.00005222

Portugal

2.781

0.00004563

0.0253

0.000000415

2.756

0.00004522

Switzerland

2.761

0.00004530

0.0401

0.000000659

2.721

0.00004465

Norway

2.534

0.00004157

0.0339

0.000000556

2.500

0.00004102

Estonia

2.367

0.00003883

0.0294

0.000000482

2.337

0.00003835

Ireland

2.044

0.00003353

0.0308

0.000000505

2.013

0.00003302

New Zealand

1.700

0.00002790

0.0293

0.000000481

1.671

0.00002742

Lithuania

1.460

0.00002395

0.0181

0.000000297

1.442

0.00002365

Latvia

1.439

0.00002361

0.0179

0.000000293

1.421

0.00002331

Luxembourg

0.643

0.00001054

0.0289

0.000000474

0.614

0.00001007

Iceland

0.149

0.00000244

0.0026

0.000000042

0.146

0.00000240

Liechtenstein

0.013

0.00000021

0.0002

0.000000003

0.013

0.00000021

Monaco

0.005

0.00000008

0.0001

0.000000002

0.004

0.00000007



The same country emission data were also used to estimate the reduction level in 2010 corresponding to the individual effective emissions ceiling for each Annex I Party, using a constant CO2 emissions from 1990 to 2000, and decreasing regularly from 2000 to 2010. The percentage reduction in CO2 emission level in 2010 as compared to 1990 CO2 emission level is presented in Table A6.2 and Figure A6.1.



Table A6.2

Emission reduction in 2010

(as % of 1990 level)

Country

%

United Kingdom

63.27

Luxembourg

41.69

Belgium

37.39

Germany

27.41

Sweden

24.96

Monaco

24.50

France

24.36

United States of America

22.76

Hungary

20.26

Netherlands

18.79

Slovakia

18.22

Czech Republic

18.22

Denmark

17.83

Austria

17.56

Poland

16.70

Canada

16.11

Iceland

16.04

New Zealand

16.00

Ireland

13.96

Switzerland

13.48

Liechtenstein

13.48

Norway

12.40

Lithuania

11.51

Latvia

11.51

Russian Federation

11.51

Estonia

11.51

Australia

11.31

Romania

10.93

Bulgaria

10.85

Finland

10.69

Italy (including San Marino)

10.54

Spain

10.48

Japan

9.45

Portugal

8.43

Greece

7.49





 

Figure A6.1 - Proposal percent emission reduction in 2010 as compared to "flat rate" 20%.

An illustrative simulation of the different targets for an arbitrarily chosen individual Annex I Party (United States of America), in accordance to its relative responsibility including 1990 concentration, corresponding to its respective fraction of different reduction targets for the ensemble of Annex I Parties (see Appendix III) reducing from 0% to 100% of 1990 CO2 emission level in 2010, is shown in Table A6.3 (in GtCy) and Table A6.4 (in degree Celsius).

Table A6.3

United States

Percent

Emission

Emission

1990 concent.

new emissions

reduction target

new emissions

Reduction

Reduction

Level in 2010

plus new emis.

only

(*)

ceiling

new emissions

Level in 2010

(as % of 1990)

GtCy

GtCy

GtCy

GtCy

%

(as % of 1990)

100%

3186.38

319.5539

0.0000

319.5539

Reference

0.00

90%

3182.93

316.1087

3.9198

315.6341

1.23

11.46

80%

3179.49

312.6636

7.8395

311.7144

2.45

22.93

70%

3176.04

309.2185

11.7593

307.7946

3.68

34.39

60%

3172.60

305.7733

15.6790

303.8749

4.91

45.86

50%

3169.15

302.3282

19.5988

299.9551

6.13

57.32

40%

3165.71

298.8830

23.5185

296.0354

7.36

68.78

30%

3162.26

295.4379

27.4383

292.1156

8.59

80.25

20%

3158.82

291.9927

31.3580

288.1958

9.81

91.71

10%

3155.37

288.5476

35.2778

284.2761

11.04

103.18

0%

3151.93

285.1025

39.1976

280.3563

12.27

114.64

(*) Fraction of Annex I reduction target according to relative responsibility including 1990 concentration

Table A6.4

United States

Percent

Emission

Emission

1990 concent.

new emissions

reduction target

new emissions

Reduction

Reduction

Level in 2010

plus new emis.

only

(*)

ceiling

new emissions

Level in 2010

(as % of 1990)

C

C

C

C

%

(as % of 1990)

100%

0.052280

0.005243

0.000000

0.005243

Reference

0.00

90%

0.052223

0.005186

0.000064

0.005179

1.23

11.46

80%

0.052167

0.005130

0.000129

0.005114

2.45

22.93

70%

0.052110

0.005073

0.000193

0.005050

3.68

34.39

60%

0.052054

0.005017

0.000257

0.004986

4.91

45.86

50%

0.051997

0.004960

0.000322

0.004921

6.13

57.32

40%

0.051941

0.004904

0.000386

0.004857

7.36

68.78

30%

0.051884

0.004847

0.000450

0.004793

8.59

80.25

20%

0.051828

0.004791

0.000515

0.004729

9.81

91.71

10%

0.051771

0.004734

0.000579

0.004664

11.04

103.18

0%

0.051715

0.004678

0.000643

0.004600

12.27

114.64

(*) Fraction of Annex I reduction target according to relative responsibility including 1990 concentration




APPENDIX VII

Individual Annex I Party Contribution to the Clean Development Fund

For the sake of illustration one Annex I Party for which reported annual emissions are available for the period 1990-1994 has been used as an example to estimate the departure from the commitment and resulting compensation.

The resulting hypothetical contribution due to CO2 emissions was estimated for the period 1990-2010, as well as the relative importance of the main greenhouse gases in terms of effective emissions for the same period and presented in Table A7.1.





Table A7.1

Clean development fund - Hypothetical United States Contribution Estimation for the 1990-2010 period

mean surface

Emissions

Emissions

Concentrations

Effective Emissions

temperature

mean sea-level

year

CO2

CH4

N2O

CO2

CH4

N2O

CO2

CH4

N2O

CO2

CH4

N2O

All Gases

increase

rise

Gg

Gg

Gg

PgC/y

TgCH4/y

TgN/y

ppmv

ppbv

ppbv

GtCy

GtCyequiv

GtCyequiv

GtCyequiv

C

cm

1990

4957022

27000

411.40

1.35192

27.00

0.2618

0.000000

0.000000

0.000000

0.000000

0.000000

0.000000

0.000000

0.00000000

0.00000000

1991

4907452

27270

399.06

1.33840

27.27

0.2539

0.626797

9.477551

0.054105

1.632439

0.377843

0.025087

2.035369

0.00003339

0.00000001

1992

4957022

27270

399.06

1.35192

27.27

0.2539

1.242865

18.304015

0.106139

4.869373

1.107573

0.074300

6.051246

0.00009928

0.00000003

1993

5105733

26730

399.06

1.39247

26.73

0.2539

1.860816

26.435855

0.157740

9.715707

2.161497

0.147438

12.024642

0.00019729

0.00000006

1994

5105733

28080

357.92

1.39247

28.08

0.2278

2.493173

33.738186

0.208913

16.208960

3.506543

0.244304

19.959807

0.00032749

0.00000009

1995

4957022

27000

411.40

1.35192

27.00

0.2618

3.121029

40.939717

0.254251

24.337410

5.138695

0.362191

29.838296

0.00048957

0.00000014

1996

4957022

27000

411.40

1.35192

27.00

0.2618

3.725612

47.195401

0.306246

34.040445

7.020243

0.504187

41.564875

0.00068197

0.00000019

1997

4957022

27000

411.40

1.35192

27.00

0.2618

4.325892

52.958776

0.357810

45.306858

9.131561

0.670091

55.108510

0.00090418

0.00000025

1998

4957022

27000

411.40

1.35192

27.00

0.2618

4.921900

58.268586

0.408946

58.125522

11.454566

0.859705

70.439793

0.00115573

0.00000032

1999

4957022

27000

411.40

1.35192

27.00

0.2618

5.513666

63.160525

0.459658

72.485389

13.972599

1.072833

87.530821

0.00143615

0.00000040

2000

4957022

27000

411.40

1.35192

27.00

0.2618

6.101220

67.667480

0.509949

88.375490

16.670312

1.309278

106.355080

0.00174500

0.00000049

2001

4957022

27000

411.40

1.35192

27.00

0.2618

6.684592

71.819747

0.559822

105.784933

19.533564

1.568848

126.887345

0.00208188

0.00000058

2002

4957022

27000

411.40

1.35192

27.00

0.2618

7.263812

75.645239

0.609281

124.702904

22.549328

1.851351

149.103583

0.00244639

0.00000068

2003

4957022

27000

411.40

1.35192

27.00

0.2618

7.838910

79.169674

0.658331

145.118668

25.705600

2.156596

172.980864

0.00283815

0.00000079

2004

4957022

27000

411.40

1.35192

27.00

0.2618

8.409914

82.416743

0.706973

167.021563

28.991325

2.484394

198.497282

0.00325681

0.00000091

2005

4957022

27000

411.40

1.35192

27.00

0.2618

8.976854

85.408274

0.755211

190.401005

32.396313

2.834560

225.631877

0.00370201

0.00000103

2006

4957022

27000

411.40

1.35192

27.00

0.2618

9.539759

88.164379

0.803049

215.246484

35.911180

3.206906

254.364569

0.00417344

0.00000117

2007

4957022

27000

411.40

1.35192

27.00

0.2618

10.098658

90.703584

0.850490

241.547567

39.527277

3.601248

284.676092

0.00467077

0.00000131

2008

4957022

27000

411.40

1.35192

27.00

0.2618

10.653578

93.042960

0.897537

269.293893

43.236639

4.017405

316.547937

0.00519370

0.00000145

2009

4957022

27000

411.40

1.35192

27.00

0.2618

11.204550

95.198231

0.944194

298.475175

47.031926

4.455196

349.962297

0.00574194

0.00000161

2010

4957022

27000

411.40

1.35192

27.00

0.2618

11.751599

97.183887

0.990464

329.081202

50.906375

4.914439

384.902016

0.00631521

0.00000177

Effective CO2 Emissions

329.0812

GtCy

GHG relative importance in terms of effective

CO2 Ceiling

311.7144

GtCy

emissions for the 1990-2010 period

CO2

CH4

N2O

Departure from CO2 Ceiling

17.3668

GtCy

85.50%

13.23%

1.28%

Emission hypothesis:

1990/1994: actual emissions

CO2 emission ceiling according to 20% reduction for the ensemble of Annex I Parties and

1995/2010: return to 1990 emission level

relative responsibility for USA including 1990 concentration level.




APPENDIX VIII

Relative Distribution of Clean Development Funds by Non-Annex I Parties

The financial resources of the clean development fund shall be directed preferentially to the non-Annex I Parties that have a larger relative contribution to climate change, thus promoting mitigation where it matters most and contributing to a global objective, while contributing constructively to the advancement of the implementation of the Convention by non-Annex I Parties.

There is, in addition, an upper limit to the funds that may be approved for each non-Annex I Party that is equal to the fraction of the total funds available corresponding to the relative responsibility, measured in terms of effective emissions, of that Party among the ensemble of non-Annex I Parties.

Table A8.1 and Figure A8.1 present a simulation, based on available data, of the relative distribution of the financial resources of the clean development fund among non-Annex I Parties.



Table A8.1 - Fund distribution among non-Annex I Parties

according to relative contribution to climate change

with respect to 1990-2010 CO2 emissions

(IS92a scenario, including 1990 concentration)

Country

%

China

29.81469

India

8.58896

Mexico

4.45394

Kazakhstan

3.97032

Venezuela

3.94587

Brazil

3.00593

Uzbekistan

2.71396

Argentina

2.52969

Iran

2.36756

Republic of Korea

2.30692

Democratic People's Republic of Korea

2.01429

Saudi Arabia

1.90234

Indonesia

1.81287

Azerbaijan

1.24004

Egypt

1.13006

Nigeria

0.93556

Colombia

0.89389

Croatia

0.82889

Thailand

0.81652

Pakistan

0.80643

Algeria

0.77152

Turkmenistan

0.73968

Chile

0.69153

Malaysia

0.64705

Cuba

0.62881

Philippines

0.62170

United Arab Emirates

0.53947

Georgia

0.51200

Israel

0.46085

Kuwait

0.45697

Moldova

0.45120

Peru

0.43154

Viet Nam

0.38841

Slovenia

0.36349

Zimbabwe

0.33592

Morocco

0.32423

Syrian Arab Republic

0.32304

Zambia

0.26921

Trinidad and Tobago

0.26453

Armenia

0.24443

Zaire

0.20767

Ecuador

0.20107

Uruguay

0.19761

Qatar

0.18863

Bahrain

0.17899

Bangladesh

0.17377

Tunisia

0.17183

Lebanon

0.14130

Kenya

0.12075

Yemen

0.11912

Albania

0.11818

Mongolia

0.11301

Sri Lanka

0.11048

Oman

0.10948

Myanmar

0.10409

Jamaica

0.10263

Jordan

0.09881

Cote d'Ivoire

0.09234

Bolívia

0.07468

Sudan

0.07330

Ghana

0.07164

Guatemala

0.07031

Panama

0.06395

Mozambique

0.06190

United Republic of Cameroon

0.05750

Bahamas

0.05362

Senegal

0.04659

Costa Rica

0.04369

United Republic of Tanzania

0.04310

El Salvador

0.04060

Nicaragua

0.03522

Honduras

0.03487

Ethiopia (including Eritrea)

0.03408

Malawi

0.02749

Papua New Guinea

0.02744

Guyana

0.02631

Malta

0.02414

Paraguay

0.02265

Congo

0.02152

Mauritania

0.02047

Guinea

0.01887

Uganda

0.01732

Mauritius

0.01573

Botswana

0.01560

Haiti

0.01515

Sierra Leone

0.01350

Fiji

0.01323

Barbados

0.01318

Benin

0.01294

Niger

0.01048

Nepal

0.00858

Cambodia

0.00830

Togo

0.00787

Swaziland

0.00640

Antigua & Barbuda

0.00635

Mali

0.00589

Burkina Faso

0.00580

Lao People's Democratic Republic

0.00466

Djibouti

0.00454

Central African Republic

0.00447

Cape Verde

0.00436

Chad

0.00388

Belize

0.00352

Gambia

0.00230

Guinea Bissau

0.00225

Burundi

0.00222

Micronesia

0.00206

Saint Lucia

0.00185

Solomon Islands

0.00175

Nauru

0.00166

Seychelles

0.00162

Samoa

0.00148

Grenada

0.00135

Vanuatu

0.00104

St. Kitts-Nevis

0.00093

St. Vicent & the Grenadines

0.00093

Marshall

0.00087

Bhutan

0.00085

Maldives

0.00073

Comoros

0.00070

Dominica

0.00069

Kiribati

0.00040

Cook Islands

0.00031

Niue

0.00005

Lesotho

NA

Namibia

NA




 

Figure A8.1 - Relative distribution of clean development fund among non-Annex I Parties

PAPER NO. 2: NETHERLANDS

(on behalf of the European Community and its member States)


Revised EU-proposal on AGBM negotiating text

On behalf of the European Community and its Member States, I herewith send you, in addition to our submission of March 28th, the revised EU proposal for Annex X; Monaco has been added to that list.

ANNEX X(1)



Australia

Austria

Belarus

Belgium

Bulgaria

Canada

Croatia

Czech Republic

Denmark

European Community

Estonia

Finland

France

Germany

Greece

Hungary

Iceland

Ireland

Italy

Japan

Latvia

Liechtenstein

Lithuania

Luxembourg

Mexico

Monaco

Netherlands

New Zealand

Norway

Poland

Portugal

Republic of Korea

Romania

Russian Federation

Slovak Republic

Slovenia

Spain

Sweden

Switzerland

Turkey

Ukraine

United Kingdom of Great Britain and Northern Ireland

United States of America

PAPER NO. 3: UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND


UK ADDITIONAL PROPOSAL FOR SECTION VIII. K

243bis This Amendment shall enter into force on the ninetieth day after the date of deposit of the [thirtieth] [twentieth] [fiftieth] instrument of ratification, acceptance, approval or accession.

243.1bis For each State or regional economic integration organization which ratifies, accepts or approves this Amendment or accedes thereto after the [deposit of the instrument of ratification, acceptance, approval or accession/fulfillment of the requirements of paragraph 243bis] this Amendment shall enter into force on the ninetieth day after the date of deposit by such State or regional economic integration organization of its instrument of ratification, acceptance, approval or accession.

243.2bis For the purposes of paragraphs 243bis and 243.1bis above, any instrument deposited by a regional economic integration organization shall not be counted as additional to those deposited by States members of the organization.

- - - - -

1. 1 Additions of developed countries or countries with economies in transition could be made.