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Framework for meaningful and effective actions to enhance the implementation of Article 4.5 of the Convention
To develop meaningful and effective actions to enhance the implementation of Article 4, paragraph 5, of the Convention by increasing
and improving the transfer of and access to environmentally sound technologies (ESTs) and know-how, the framework was established in COP 7
by Decision 4/CP.7.
A country-driven, integrated approach, at a national and sectoral level was adopted as overall approach to implement the framework. It should
involve cooperation among various stakeholders (the private sector, governments, the donor community, bilateral and multilateral institutions,
non-governmental organizations and academic and research institutions), including activities on technology needs assessments, technology information,
enabling environments, capacity building and mechanisms for technology transfer.
Five key themes and areas were identified for meaningful and effective actions, which are:
- Technology needs and needs assessments;
- Technology information;
- Enabling environments;
- Capacity-building; and
- Mechanisms for technology transfer.
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| Technology needs and needs assessments |
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Technology needs and needs assessments are a set of country-driven activities that identify and determine the mitigation and
adaptation technology priorities of Parties other than developed country Parties, and other developed Parties not included in
Annex II, particularly developing country Parties. They involve different stakeholders in a consultative process to identify the
barriers to technology transfer and measures to address these barriers through sectoral analyses. These activities may address soft and
hard technologies, such as mitigation and adaptation technologies, identify regulatory options and develop fiscal and financial incentives
and capacity building.
The purpose of technology needs assessments is to assist in identifying and analysing priority technology needs, which can form the
basis for a portfolio of EST projects and programmes which can facilitate the transfer of, and access to, the ESTs and know-how in the
implementation of Article 4, paragraph 5, of the Convention. more >>
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| Technology information |
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The technology information component of the framework defines the means, including hardware, software and networking, to facilitate the
flow of information between the different stakeholders to enhance the development and transfer of environmentally sound technologies.
This technology information component of the framework could provide information on technical parameters, economic and environmental aspects
of environmentally sound technologies and the identified technology needs of Parties not included in Annex II, particularly developing
country Parties, as well as information on the availability of environmentally sound technologies from developed countries and opportunities
for technology transfer.
The technology information component serves to establish an efficient information system in support of technology transfer and to improve
the generation and flow of, access to, and quality of technical, economic, environmental and regulatory information relating to the
development and transfer of ESTs under the Convention. more >>
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| Enabling environments |
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The enabling environments component of the framework focuses on government actions, such as fair trade policies, removal of technical,
legal and administrative barriers to technology transfer, sound economic policy, regulatory frameworks and transparency, all of which create
an environment conducive to private and public sector technology transfer.
The purpose of the enabling environments component of the framework is to improve the effectiveness of the transfer of environmentally
sound technologies by identifying and analysing ways of facilitating the transfer of environmentally sound technologies, including the
identification and removal of barriers at each stage of the process. more >>
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| Capacity-building |
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Within the context of enhancing the implementation of Article 4, paragraph 5, of the Convention, capacity building is a process which
seeks to build, develop, strengthen, enhance and improve existing scientific and technical skills, capabilities and institutions in Parties
other than developed country Parties, and other developed Parties not included in Annex II, particularly developing country Parties,
to enable them to assess, adapt, manage and develop environmentally sound technologies.
Capacity building must be country-driven, addressing specific needs and conditions of developing countries and reflecting their national
sustainable development strategies, priorities and initiatives. It is primarily to be undertaken by and in developing countries in accordance
with the provisions of the Convention. more >>
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| Mechanisms for technology transfer |
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The mechanisms for technology transfer, as identified in this section, are to facilitate the support of financial, institutional and methodological
activities:
(a) to enhance the coordination of the full range of stakeholders in different countries and regions;
(b) to engage them in cooperative efforts through technology cooperation and partnerships (public/public,
private/public and private/private); and
(c) to facilitate the development of projects and programmes to support such ends. more >>
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| Key Desicions
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Decision 3/CP.13 Development and
transfer of technologies under the Subsidiary Body for
Scientific and Technological Advice
more>>
Decision 4/CP.13 Development and
transfer of technologies under the Subsidiary Body for
Implementation
more>>
Decision 4/CP.7 Development and
transfer of technologies
more>>
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| Key Documents
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FCCC/SB/2008/INF.1 Work programme of the Expert Group on Technology Transfer for 2008-2009.
FCCC/SBSTA/2006/INF.4 Recommendations of the Expert Group on Technology Transfer for enhancing the implementation of the framework for meaningful and effective actions to enhance the implementation of Article 4, paragraph 5, of the Convention. Note by the Chair of the Expert Group on Technology Transfer.
FCCC/SBSTA/2002/10 Progress report on the implementation of activities under decision 4/CP.7. Note by the Secretariat.
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