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Background
Under the Convention, all Parties should report on the steps they are taking to implement the Convention
(Articles 4.1 and 12). Most of the 41 Annex I Parties submitted their first report (known as a
"national communication" (NC)) in 1994 or 1995, their second in 1997–1998 and the third after
30 November 2001. The fourth NCs were due on 1 January 2006 and the fifth on 1 January 2010.
Decision 9/CP.16 calls for submission of the sixth NCs on 1 January 2014.
Annex I Parties submitted their fifth NCs to the UNFCCC secretariat through
the submission
portal. The fourth NCs
and the previous NCs
submitted to the UNFCCC secretariat could be also found on the website.
Reporting Guidelines for National Communications
In preparing their NCs, Annex I Parties should follow the UNFCCC guidelines for
reporting and review. These guidelines have been revised twice, at COP 2 (Geneva, July 1996) for the
preparation of the second round of communications, and again at COP 5 (Bonn, Oct./Nov. 1999), where revised
reporting guidelines (FCCC
FCCC/CP/1999/7) were adopted for the preparation of third NCs and continue to be applied for the fourth and
fifth NCs. To facilitate the preparation of the
fifth NCs the UNFCCC secretariat has prepared an annotated outline (278 kB) including
reporting elements under the Kyoto Protocol and presented an overview on the
relevant guidelines and reporting requirement.
Compilation and Synthesis Reports
Upon requests from the Subsidiary Body of Implementation (SBI),
the secretariat prepares compilation and synthesis (C&S)
reports of the NCs that summarize information provided in the individual NCs. The latest C&S report
of the fifth NCs, presented to SBI 34 (Bonn, June 2011), has presented a summary of information reported
under both, the Convention and under its Kyoto Protocol.
In-depth Reviews
In accordance with the existing procedures and decisions under the Convention and its Kyoto Protocol, the
secretariat is organizing and coordinating in-depth reviews (IDRs) of NCs of Annex I Parties. The review of
each NC typically involves a desk-based study and an in-country visit, and aims to provide a comprehensive,
technical assessment of a Party's implementation of its commitments under the Convention, and for the
Annex I Parties that are also Parties under the Kyoto Protocol, under the Kyoto Protocol. In-depth reviews
are conducted by an international team of experts from Annex I and non-Annex I Parties, selected from the
Roster of Experts.
The in-depth review results in an in-depth review report which aims to facilitate the
work of the COP/CMP in assessing the implementation of commitments by Annex I Parties. The in-depth review
reports also allow easier comparison of information between NCs of Parties. The in-depth review of fifth NCs
is due to be finished in 2012.
The UNFCCC secretariat invited Annex I Parties to share their experiences in
reporting and review of the NCs in a side event at SBs 34 and in a side event at SBs 35.
Recent Developments
Solid progress on MRV for developed countries.
Under the AWG-LCA, in Panama, the Parties advanced on the content of the biennial reports (BR) and on the
modalities and procedures for international assessment and review (IAR). Based on the Parties views provided,
the co-facilitators have prepared the draft texts on the elements for the reporting guidelines for BR, with
the view to strengthen the reporting by Annex I Parties, in particular, on the provision of support and on
the monitoring of the progress towards GHG emission reduction targets. Also, the draft text was prepared on
the elements for modalities and procedures for IAR and the constructive discussion was held on the
objectives, scope and process of the IAR. Parties have submitted further views on BR and IAR to the
secretariat and will continue advancing on the draft texts in Durban. more
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