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ACTIVITIES IMPLEMENTED JOINTLY(AIJ)
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USIJI Uniform Reporting Document:
Activities Implemented Jointly Under the Pilot Phase
List of
Projects
A. Description of the AIJ project
1. Title of project: Community Silviculture in the Sierra Norte of Oaxaca
2. Host country: Mexico
3. Brief project description:
The Community Silviculture in the Sierra Norte of Oaxaca Project will improve various aspects of existing
silviculture and forest protection activities in six communities in rural southern Mexico. The project
encompasses 49,027 hectares (ha) of land, of which 31,847 ha are closed forest. The remaining land is a mix
of open forest, agroforestry, permanent and shifting agriculture, degraded or grazed land, fallow, restored
forest, and tree plantations. The main project activities are the rehabilitation of degraded forest through
agroforestry and plantation establishment, and the prevention of further degradation of standing forest by
controlling pests, disease, and fire. The project involves other actions, including improved forest
management (e.g., increased growth and reduced impact logging); increased agricultural efficiency; and
increased wood-use efficiency. The project’s greenhouse gas (GHG) benefits accrue from conservation
of existing carbon stocks and increased carbon sequestration on forest and agricultural land.
4. Participants:
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Name of Organization or Individual
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Country
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Fideicomiso de Recursos Naturales de la Sierra Norte de Oaxaca
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Mexico
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Union de Communidades Zapoteca-Chinantecas (UZACHI)
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Mexico
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Union de Communidades Ixtlan-Etla (IXETO)
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Mexico
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Estudios Rurales y Asesoria Campesina, A.C. (ERA)
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Mexico
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Consejo Civil Mexicano para la Silvicultura Sostenible, A.C. (CCMSS)
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Mexico
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Secretaria del Medio Ambiente, Recursos Naturales y Pesca (SEMARNAP)
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Mexico
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Ecoenergy International Corporation (EIC)
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U.S.A.
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Item
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Organization
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Name of organization (original language)
or
Name of individual if unaffiliated with any organization
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Fideicomiso de Recursos Naturales de la Sierra Norte de Oaxaca
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Name of organization (English)
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Acronym (original language)
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Acronym (English)
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Department
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Function(s) within the AIJ project activities
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Project administration, financing
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Street
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Escuela Naval Militar 707, Colonia Reforma
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City
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Oaxaca
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State
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Oaxaca
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Post code
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68050
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Country
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Mexico
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Telephone
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(951) 34001
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Fax
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(951) 34001
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E-mail
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World Wide Web-URL address
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Administrative Officer Responsible for the Project
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Surname
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First name, middle name
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Job title
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Direct telephone
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Direct fax
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Direct e-mail
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Contact Person for AIJ Activities (if different from the Administrative Officer)
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Surname
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First name, middle name
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Job title
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Direct telephone
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Direct fax
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Direct e-mail
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Item
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Organization
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Name of organization (original language)
or
Name of individual if unaffiliated with any organization
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Union de Communidades Zapoteca-Chinantecas
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Name of organization (English)
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Acronym (original language)
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UZACHI
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Acronym (English)
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Department
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Function(s) within the AIJ project activities
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Project development, project administration
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Street
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Dom. Conocido
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City
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Capulalpan de Mendez
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State
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Oaxaca
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Post code
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Country
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Mexico
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Telephone
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(955) 36070
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Fax
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E-mail
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World Wide Web-URL address
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Administrative Officer Responsible for the Project
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Surname
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Hernandez
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First name, middle name
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Jesus
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Job title
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Director Tecnico
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Direct telephone
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Direct fax
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Direct e-mail
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Contact Person for AIJ Activities (if different from the Administrative Officer)
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Surname
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First name, middle name
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Job title
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Direct telephone
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Direct fax
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Direct e-mail
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Item
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Organization
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Name of organization (original language)
or
Name of individual if unaffiliated with any organization
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Union de Communidades Ixtlan-Etla
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Name of organization (English)
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Acronym (original language)
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IXETO
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Acronym (English)
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Department
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Function(s) within the AIJ project activities
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Project development, project administration
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Street
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Independencia No.13 Esquina con Centenario
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City
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Villa de Etla
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State
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Oaxaca
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Post code
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68200
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Country
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Mexico
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Telephone
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(952) 15339
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Fax
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(952) 15339
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E-mail
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World Wide Web-URL address
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Administrative Officer Responsible for the Project
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Surname
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Aguirre
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First name, middle name
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Heriberto
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Job title
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Director Tecnico
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Direct telephone
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Direct fax
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Direct e-mail
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Contact Person for AIJ Activities (if different from the Administrative Officer)
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Surname
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First name, middle name
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Job title
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Direct telephone
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Direct fax
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Direct e-mail
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Item
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Organization
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Name of organization (original language)
or
Name of individual if unaffiliated with any organization
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Estudios Rurales y Asesoria Campesina, A.C.
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Name of organization (English)
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Acronym (original language)
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ERA
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Acronym (English)
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Department
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Function(s) within the AIJ project activities
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Technical assistance, financing
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Street
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Priv. Elvira 114, Fracc. Villa San Luis
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City
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Oaxaca
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State
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Oaxaca
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Post code
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68020
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Country
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Mexico
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Telephone
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(951) 35671
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Fax
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E-mail
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Era@antequera.com
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World Wide Web-URL address
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Administrative Officer Responsible for the Project
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Surname
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Chapela
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First name, middle name
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Francisco
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Job title
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President
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Direct telephone
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Direct fax
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Direct e-mail
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Contact Person for AIJ Activities (if different from the Administrative Officer)
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Surname
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First name, middle name
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Job title
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Direct telephone
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Direct fax
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Direct e-mail
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Item
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Organization
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Name of organization (original language)
or
Name of individual if unaffiliated with any organization
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Consejo Civil Mexicano para la Silvicultura Sostenible, A.C.
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Name of organization (English)
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Acronym (original language)
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CCMSS
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Acronym (English)
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Department
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Function(s) within the AIJ project activities
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Monitoring/verification
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Street
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Av. Miguel Angel de Quevedo 103
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City
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Col. Chimalistic
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State
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Xochimilco
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Post code
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16610
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Country
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Mexico
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Telephone
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(5) 843 3088, 661 8574
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Fax
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E-mail
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World Wide Web-URL address
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Administrative Officer Responsible for the Project
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Surname
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Madrid
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First name, middle name
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Sergio
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Job title
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Director Ejecutivo
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Direct telephone
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Direct fax
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Direct e-mail
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smadrid@laneta.apc.org
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Contact Person for AIJ Activities (if different from the Administrative Officer)
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Surname
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Ruiz
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First name, middle name
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Fernando
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Job title
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Coordinador Captura de Carbono
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Street
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Angelina 18
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City
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Fraccionamiento Los Angeles
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State
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Xalapa
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Post Code
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91060
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Country
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Mexico
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Direct telephone
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(28) 18 7476
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Direct fax
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Direct e-mail
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Fruiz@edg.net.mx
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Item
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Organization
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Name of organization (original language)
or
Name of individual if unaffiliated with any organization
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Secretaria del Medio Ambiente, Recursos Naturales y Pesca
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Name of organization (English)
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Acronym (original language)
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SEMARNAP
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Acronym (English)
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Department
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CONAF
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Function(s) within the AIJ project activities
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Government regulation/oversight
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Street
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Progreso No.5
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City
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Col. del Carmen
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State
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Coyoacan
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Post code
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04100
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Country
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Mexico
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Telephone
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(5) 554 3952
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Fax
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E-mail
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World Wide Web-URL address
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Administrative Officer Responsible for the Project
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Surname
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Segura
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First name, middle name
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Gerardo
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Job title
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Secretario Tecnico del Consejo Consultiva Nacional Forestal
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Direct telephone
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Direct fax
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Direct e-mail
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Contact Person for AIJ Activities (if different from the Administrative Officer)
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Surname
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First name, middle name
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Job title
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Direct telephone
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Direct fax
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Direct e-mail
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Item
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Organization
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Name of organization (original language)
or
Name of individual if unaffiliated with any organization
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Ecoenergy International Corporation
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Name of organization (English)
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Acronym (original language)
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Acronym (English)
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EIC
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Department
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Function(s) within the AIJ project activities
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Project development
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Street
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Santander 15, Despacho 404
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City
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Colonia Insurgentes Mixcoac
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State
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Mexico
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Post code
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03920
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Country
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Mexico
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Telephone
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52 5 563 4280
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Fax
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52 5 598 8581
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E-mail
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World Wide Web-URL address
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Administrative Officer Responsible for the Project
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Surname
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Hoyt
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First name, middle name
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Ed
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Job title
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Director of Mexico Operations
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Direct telephone
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Direct fax
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Direct e-mail
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Contact Person for AIJ Activities (if different from the Administrative Officer)
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Surname
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First name, middle name
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Job title
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Direct telephone
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Direct fax
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Direct e-mail
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5. Description of AIJ project activities
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Item
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Type of Project
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Sector(s)
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Land-use change and forestry
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Primary activity(ies)
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Agroforestry, plantation establishment, silviculture (forest management), fire management, reduced
impact logging, increased wood-use efficiency
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Project Location
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Country
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Mexico
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Exact location (community, municipio, state)
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The following communities and municipios in Oaxaca State: San Mateo Capulalpam in Capulalpam de
Mendez; Santiago Xiacui and La Trinidad in Santiago Xiacui; Santiago Comaltepec in Santiago
Comaltepec; Nuevo Zooquiapam in Nuevo Zooquiapam; and San Miguel Aloapam in San Miguel Aloapam.
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Key Dates and Current Stage of Project
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Project starting date (month/year)
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This information is not yet available.
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Project ending date (month/year)
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This information is not yet available.
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Project lifetime (years)
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30 years
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Current stage of project
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Mutually agreed
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General Project Description and Technical Data
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The Uniones UZACHI and IXIETO are community organizations formed to share the costs of managing
forests and other natural resources. These uniones are recognized under Mexican law, and since 1982
the communities have had the full right to profit from the natural resources in their territory.
Community forest activities include participatory control of community areas, including designating
permanent forest areas and areas for agriculture and cattle raising. Forest management by UZACHI
has already received certification by Smartwood. However, rising population will increase demand
pressures on this land. Without additional financing and support, the uniones and the communities
that they represent will be unable to continue sustainable, community-based land management over
the next few decades. This project seeks to obtain this necessary support.
The project involves six communities and encompasses an area of 49,027 ha, of which 31,847 ha are
closed forest. The remaining land is a mix of open forest (4,272 ha), agroforestry (245 ha),
permanent and shifting agriculture (1,832 and 1,699 ha), degraded or grazed land (2,395 ha), fallow
(6,196 ha), restored forest (175 ha), and tree plantations (367 ha). The main project activities
are the rehabilitation of degraded forest through agroforestry and plantation establishment, and
the prevention of further degradation of standing forest by controlling pests, disease, and fire.
The project involves other actions, including improved forest management (e.g., increased growth
and reduced impact logging); increased agricultural efficiency; and increased wood-use efficiency.
Project activities are anticipated to begin when funding is in place. These activities will be an
integral component of ongoing land management by the communities, the uniones , and supporting
organizations. The benefits of the project have been estimated for a period of 30 years.
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6. Cost
(a) Explanation of methodology for calculating cost data
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Methodology for Calculating Cost Data
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The project developer anticipates a total implementation cost over 30 years of US$4,961,626.
Information is not yet available on project development costs. The following cost categories are
presented in Section 6(c) below, and are briefly described here:
Environmental Investment : Long-term infrastructure and equipment costs to support project
activities, such as forest road improvement, pest and fire prevention, and plantation and
agroforestry programs.
Operation : A revolving fund to pay for "productive investments."
Forest Protection : Implementation costs for forest protection. Total costs budgeted for forest
protection in these communities include both (1) the cost of forest protection activities
associated with the USIJI project, and (2) the cost of forest protection that is independent of the
USIJI project activities and that is anticipated to continue in the future. Forty percent of total
forest protection costs have been assigned to the USIJI project, and the remaining 60 percent of
forest protection costs are independent of the USIJI project.
Technical Support : Support for the Technical Direction Staffs of the uniones and for external
organizations. As with forest protection, 40 percent of the total technical support costs within
these communities are assigned to the USIJI project, and the remaining 60 percent of technical
support costs are independent of the USIJI project.
Monitoring and Evaluation: Anticipated costs for developing and implementing the monitoring plan.
Promotion and Sales: Fundraising and related activities for the carbon sequestration project.
The funding allocated to the carbon sequestration project will support activities that are
incremental to ongoing community activities (i.e., that would not have occurred in the absence of
this USIJI project). The funding will be held in a trust fund subject to oversight by the technical
committee, an independent evaluator, and routine government controls.
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(b) Cost data–Project development
Cost data for project development are not yet available.
(c) Cost data–Project implementation
Itemized Project Implementation Costs
7. Monitoring and verification of AIJ project activities and results
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Item
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Party(ies) that will be monitoring project activities
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Consejo Civil Mexicano para la Silvicultura Sostenible, A.C.
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Party(ies) that will be externally verifying project results
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This information is not yet available.
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Date when the monitoring plan became (or will become) operational (month/year)
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This information is not yet available.
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Types of data that will be collected
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Activity implementation status, changes in land uses, and biomass carbon stocks.
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Description of Monitoring and Verification Activities and Schedule for Implementation
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The monitoring plan is under development, but will likely be based on the following approach:
biennial surveys of land-use changes using aerial photography and/or satellite imaging; and
establishment of permanent sampling plots to measure changes in biomass carbon stocks according to
land type and land-use categories. More specific details are not yet available.
The project developer has agreed to permit external verification of GHG benefits at the request of
USIJI. External verification of financial performance will also be performed by an external
consultant who has yet to be selected.
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B. Governmental approval
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Item
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Please check one of the following.
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This report is a first report.
Or
This report is an intermediate report.
Or
This report is a final report.
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Please check one of the following:
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This report is a joint report. Letter(s) of approval of this report from the designated national
authority of the other Party(ies) involved in the activity is(are) attached in Section J, Annex.
Or
This report is a separate report.
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Additional comments (if any):
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C. Compatibility with, and supportiveness of, national economic development and socioeconomic and
environmental priorities and strategies
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Compatibility with Economic Development and Socioeconomic and Environmental Priorities
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The project is entirely based on community involvement in land-use planning activities. The goals
and activities of the project have been developed through participatory planning coordinated by the
local uniones . Thus, the project is by definition compatible with the local communities’
goals for economic development and socioeconomic and environmental priorities.
At the national level, the project has received host country approval and SEMARNAP is a participant
in the project. Smartwood certification of forest management indicates the high value placed on
environmental goals by the implementing organizations.
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D. Environmental, social/cultural, and economic impacts of the AIJ project
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Non-Greenhouse-Gas Environmental Impacts of the Project
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There are two likely non-GHG environmental benefits: wildlife protection and watershed protection.
The area is a Conservation International "biodiversity hotspot" subject to increasing
resource pressures.
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Social/Cultural Impacts of the Project
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The project promotes community involvement in the management of its land and resources in a
sustainable manner. An explicit goal of the project is to encourage participatory and democratic
decision making, and to strengthen the planning and technical capacity of local organizations. Some
portion of project funds is specifically earmarked for the support of local women’s groups.
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Economic Impacts of the Project
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The project will strengthen local economies by promoting employment, increasing the value added
during the processing of wood products (e.g., by increasing conversion efficiencies in wood mills,
and utilizing a broader range of tree species), and ensuring the sustainable use of the resources
upon which the communities rely.
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E. Greenhouse gas impacts of the AIJ project
1. Scenario description
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Item
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Site Designation
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Site number (order of presentation in this report)
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1 of 1
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Site name/designation
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Community silviculture in Oaxaca
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Project sector
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Land-use change and forestry
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Reference Scenario
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Primary activity(ies)
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Agroforestry, plantation establishment, silviculture (forest management), fire management, reduced
impact logging, increased wood-use efficiency
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Has the reference scenario changed since the last report? (If yes, explain any changes below.)
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Yes
No
This is the first project report.
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Description:
Total land area currently equals 49,028 ha. Under the reference scenario, total carbon stocks will
increase despite a significant undesirable loss of forest land area of all types due to rising
demand for agricultural land and an inability to protect degraded forests as they recover. Changes
in land use by area are expected to occur as follows:
Reference scenario activities include:
- Development of community management plans, including mapping and inventorying current land
uses, assessing tree stocking levels and associated biomass carbon stocks, marking trees, and
delimiting logging areas;
- Management plan implementation, including road construction, logging, and wood transportation
and processing;
- Protection, including semi-directional felling, road planning, and pest and disease control;
and
- Nursery operation.
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Predicted Project Scenario
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Primary activity(ies)
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Improved agroforestry, plantation establishment, silviculture (forest management), fire management,
reduced impact logging, increased wood-use efficiency
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Description:
The project scenario will use improved forest management techniques to reduce the loss of forested
area and increase the biomass on each hectare, and increase the importance of the forest management
component of the community development plan, which is currently more focused on agricultural
productivity. Land-use areas at the beginning of the project scenario are the same as at the
beginning of the reference scenario (see above). Changes in land use by area are expected to occur
as follows:
Specific incremental activities include:
- Evaluation and monitoring of biomass carbon stocks;
- Improved forest management such as thinning, soil preparation, cattle exclusion, selection of
optimal tree species, and improved wood-use efficiency;
- Increased protection, such as reduced impact logging, improved logging road design, fire and
pest protection, and surveillance of community land; and
- Increased intensity of plantation management in agroforestry systems.
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Actual Project
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Primary activity(ies)
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This information is not yet available.
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Description:
This information is not yet available.
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2. GHG emission/sequestration calculation methodology
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GHG Emission/Sequestration Calculation Methodology
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Site number
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1 of 1
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Project sector
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Land-use change and forestry
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Description of Calculation Methodology for the Reference Scenario
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The GHG estimates are projected using the World Resources Institute’s Land-Use and Carbon
Sequestration (LUCS) model. LUCS was specifically designed to model carbon fluxes in less-developed
areas typified by low-productivity, subsistence agriculture and the use of fuelwood for energy. The
main categories of parameters and variables are: population; land use and biomass; forest
management and uses; forest harvesting; agricultural production; and project management. LUCS
provides a framework to relate these factors to each other over time, but relies heavily on the
inputs that are selected.
Input data for the GHG estimates were developed for the project site, based to some extent on
measurement results from on-site studies. In particular, the biomass in closed forest—65
percent of all project land area—was based on wood volume (m3/ha) data from the
community planning process and local wood density studies. Under the reference scenario, over 30
years, there will be sequestration of 4,566,000 tonnes (t) of carbon—4,489,000 t C in biomass
and 77,000 t C in wood products. This is equivalent to 16,742,000 t CO2—16,460,000
t CO2 in biomass and 282,333 t CO2 in wood products—using a conversion
ratio of 44 t CO2/12 t C.
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Description of Calculation Methodology for the Project Scenario
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The LUCS model was also used for the project scenario estimates. In this case, the impact of
project activities is represented by changes in key LUCS parameters and variables, selected by
technical experts familiar with the project sites and activities.
Under the project scenario, over 30 years, carbon sequestration will total 5,406,000 t
C—5,274,000 t C in biomass and 132,000 t C in wood products. This is equivalent to 19,822,000
t CO2—19,338,000 t CO2 in biomass and 484,000 t CO2 in wood
products—using a conversion ratio of 44 t CO2/12 t C.
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Description of Calculation Methodology for the Actual Project
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This information is not yet available.
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3. GHG emission/sequestration data
(a) Reporting of GHG emissions/sequestration
Annual estimates of the project’s net GHG benefits are not yet available. Cumulative net GHG benefits
are estimated to be 3,065,333 t CO2 over 30 years.
(b) Additional information on GHG emissions/sequestration
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Indirect or Secondary GHG Impacts (Positive and Negative)
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This information is not yet available.
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Factors That Could Cause the Future Loss or Reversal of GHG Benefits
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The main factors that could cause future loss or reversal of benefits are those threats of forest
degradation which the project activities will attempt to address. These are mainly the increasing
regional population and associated rising resource pressures, as evidenced by regional
deforestation rates.
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Strategy for Reducing the Risk of Future Loss or Reversal of GHG Benefits
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The project has been designed from the beginning to sustainably manage community resources,
emphasizing participatory and democratic involvement in the planning and implementation. Land
tenure is secure and the implementing organizations have a long history of working in the
communities. The Smartwood certification is evidence of this ongoing commitment on the part of the
project developers. Beyond the measures outlined in the description of project activities, no
information on specific additional actions is available.
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F. Funding of the AIJ project
1. Identification of funding sources
(a) Funding sources for project development
This information is not yet available.
(b) Funding sources for project implementation
This information is not yet available.
2. Assessment of additional funding needs
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Current or Planned Activities to Obtain Additional Funding
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This information is not yet available.
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G. Contribution to capacity building and technology transfer
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Contribution to Capacity Building and Technology Transfer
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The project will support the planning and implementation capacity of community-based land
management efforts.
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H. Recent developments, technical difficulties, and obstacles encountered
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Recent Project Developments
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This information is not yet available.
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Technical Difficulties and Other Obstacles Encountered
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This information is not yet available.
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I. Additional information
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Additional Information
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None.
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J. Annex
1. Host country acceptance of the AIJ project
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Country/Project Title
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Name, Title, and Government Agency of the Designated National Authority
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Date of Approval(day/month/year)
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Mexico/Community Silviculture in the Sierra Norte of Oaxaca
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Carlos Gay, Coordinator of the Unit for International Cooperation and Agreement, National Ecology
Institute (INE), Secretariat of the Environment, Natural Resources and Fisheries (SEMARNAP)
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10 September 1997
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2. Letters of approval of this AIJ project report
See attached letter of concurrence.
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